Chad Ullenberg Email & Phone Number

6262 S Lowell Pl, Muskego, Wi 53150

Conducting due diligence on companies and industries by researching, reading financial statements and market data; Analyzing financial information relating to specific companies, e.g. company results, profit and loss, balance sheet and cash flow statements to determine how an organisation is positioned to deliver for investors; keeping up to date with market developments, new investment products and all other areas that can affect the markets, e.g. movements in the economies of relevant countries; Considering how the economic implications of factors such as natural disasters, weather, wars, etc. might affect the performance of companies and funds;monitoring the financial news using specialist media sources; Financial modelling and projection;drafting and writing research reports for fund manager or client use; meeting with and providing information to fund managers; this might include, summaries of research, investment ideas, key events from the proceeding day as well as key drivers for the day ahead; making recommendations to fund managers, being able to position ideas and articulate to the fund manager about the risk or payoff for each recommendation; ensuring that all compliance regulations are met. Examine and assess economic and market trends, earnings prospects, financial statements and various other indicators and factors to determine suitable investment strategies. Look back at previous investment decisions and the thought process of making the investment decision. Cooradinate with fund managers and network with industry professionals. Monitor closely financial press and keep a track of market trends, opportunities, risks and new investment products. Compile advisory reports and make informed recommendations on new investment opportunities and funds that could enhance or diversify portfolios. Develop complex financial models and analyse legal documents

Milwaukee, Wiscosin

Fund Administrator for Open End funds and Closed End Funds. Prepared semi-annual and annual reports to stockholders. Updating daily, weekly, Monthly journal entries. Responsible for payment of fund expenses. Preparation and filing of the fund's prospectus. Preparation and filing of other SEC filings and reports. Monitoring investment compliance with SEC, prospectus or U.S. Internal Revenue Code restrictions. Calculation of the Net asset value including the calculation of the fund's income and expense accruals and the pricing of securities at current market value. Maintained shareholder register and investor files. Distributing interim and end-of-year financial reports to shareholders. Ensuring compliance with anti-money laundering procedures.

Milwaukee, Wisconsin

Held rank of Staff Sergeant. Training NCO and Assistant Readiness NCO. FLIPL Manager for the State of Wisconsin. Intelligence Analyst. : Responsible for training, movement, digital data entry, generating orders, and consistent updating of soldier/unit information. Granted top secret clearance for the United States Government. Mobilized for service in Iraq from August 2005 – November 2006; attached to a Special Forces team. Awarded the Soldier of the Year and four Army Achievement awards. Served as Physical Training Noncommissioned Officer (PTNCO), Assistant Training Noncommissioned Officer and UPL.

Milwaukee, Wisconsin

Sales account manager for the state of Wisconsin. Responsible for developing, maintaining and increasing client base for an expanding legal services business. Daily client contact in a professional setting. Managed personnel in the production of clients’ needs including intake, coordination of document duplication, imaging, electronic data discovery, web repository, and analog to digital conversion.

Madison, Wisconsin Area

Responsible for acquiring clients for a document production business. Successfully expanded client base by over 30 percent. Maintained professional relationships with legal and business clients. Daily multi-tasking including handling of client matters and questions, coordination and transport of document related products.

Business Administration, Finance, General

Activities and Societies: Member of National Honor’s Society. Gamma Sigma Member, representing the top 10 percent of business students.

Paralegal Certificate, Law

Certificate in Paralegal Studies conferred in May of 1998