Charles Steele Email and Phone Number

Advisory firm which specializes in assisting smaller non-profits in professionalizing their investment management fiduciary responsibilities. CCSJ Advisory believes all non-profit investment members have a fiduciary duty to establish processes and procedures to ensure Transparency, Accountability, and Documentation of investment decisions, manager selection, portfolio reviews, Board Membership changes, and sustainable investing policies. An organized and professionally run non-profit investment board avoids unnecessary liability issues and allows the non-profit to focus on its core mission.

Capital raising registered broker dealer for Opportunity Zone projects. Opporunity Zones are tax advantaged investments to encourage growth in downtrodden or rural areas. While typical projects involve commercial real estate, Javelin focuses on environmentally friendly projects to encourage employment and/or aid climate transition profitably.

A privately funded company to revolutionize the trading of Interest Rate Swap Derivatives by creating an All-to-All electronic Central Limit Order Book trading system.Managing Director of Business Development:* Managed team coordination and timetables for technical rollout and client involvement* Established relationships with major clearing agents (FCMs) and monitored client on-boarding * Oversight of mapping between all Participants and service providers (including credit protocols)

A start-up quantitative hedge fund, with a new team, and no audited track record.Partner and Director of Marketing:* Established relationships with angel investors, investors, and potential investors worldwide* Raised nearly $100mm in the first year from numerous interested parties

A sophisticated, privately held Fixed Income Broker Dealer and Information Services CompanySenior Executive Institutional Sales and Sourcing Financial Market Opportunities:* Covered Institutional Accounts for Rate Products and created the first Introducing Broker for Interest Rate Swap Derivatives on Wall Street* In 2010, sourced and lead Arbor’s Angel Investment in Javelin Capital Markets (start-up Swap Execution Facility

For twenty years, held senior Fixed Income sales positions at Bear Stearns, HSBC, DLJ, and Smith Barney. Over the period an effort was made to upgrade platforms or be part of a new platform-build while maintaining strong institutional relationships. Developed an in-depth knowledge of all types of fixed income bonds, structured products, and interest-rate derivatives. *Bear Stearns (NY, NY).................................2002-2008 Senior Managing Director: Liquid Product Sales *HSBC (NY, NY)……………………………… 2000-2002 Managing Director: Rate Sales *Donaldson, Lufkin and Jenrette (NY, NY)….1993-2000 Managing Director: Taxable Fixed Income Sales *Smith Barney, Harris Upham (NY, NY)……..1989-1993 Senior Vice President: Taxable Fixed Income Sales

International Banking Officer—Latin American Division * Managed Puerto Rican, Tax Exempt Portfolio of Government Entities and Correspondent Banks* Loan workout for country of Ecuador and Ecuadorian private companies