Charlie Rose Email & Phone Number

New York, Ny, Us

Charlotte, North Carolina, United States

➤ Built Front Line team that executes enterprise-wide control environment assessments of all of MUFG Technology➤ Partners with all business units to review control performance, track issue management, and evaluate Policy adherence➤ Creating an effective framework to improve overall enterprise risk management, risk governance, and reporting➤ Significant experience interacting with Regulators, dealing with regulatory strategy, and delivering regulatory remediation➤ Monitors operational loss events to detect trends and identify control environment deficiencies➤ Delivers risk assessment results to senior leadership, key risk committees, the Chief Risk Officer and Board➤ Identifies and tracks emerging risks to advise stakeholders enterprise-wide on best practices to reduce risk exposure➤ Leads execution of Technology RCSAs, including partnership with business units and review/challenge with SLoD partners➤ Leverages team's assessments to help drive Control Strategy optimization enterprise-wide➤ Instills adoption and embrace of a strong risk culture mindset throughout team, and in the team's interactions across the enterprise➤ Assesses Technology Issue Management results to review performance and highlight trends for senior leadership➤ Engages with Third Line risk team to assure effectiveness of Front Line controls➤ Leads strategic planning of Technology Risk management in partnership with SLoD, Internal Audit, and business unit stakeholders.➤ Utilizes KRI trend reporting to highlight risk-reduction progress to risk leaders, stakeholders, and committees➤ Strong experience building teams (hiring, headcount management, skill development) to meet the challenges in the financial sector

Charlotte, North Carolina, United States

➤ Managed IAM Business Controls and Reporting team to oversee 6K business applications and 5K business processes.➤ Developed strategy for the Operational Risk Management team including oversight over Model and Third-Party Risk.➤ Evaluated policy by identifying impacts to business units/applications supported while partnering with business owners.➤ Oversaw audit/change control, identified areas of potential risk, conveyed findings, and provided remediation planning.➤ Designed dozens of enterprise-wide IAM Risk management programs as well as provided oversight of business controls.➤ Leveraged KRIs and other key metrics to oversee performance of FLoD risk programs.➤ Led strategic planning of design and implementation of a comprehensive IAM risk management program.➤ Reviewed adherence to IAM risk standards and created real-time reporting and dashboards to monitor control results.➤ Developed, implemented, and maintained the risk management technology roadmap in collaboration with leadership.➤ Led team in the design, build, and execution of cybersecurity risk assessments to measure Enterprise-level IAM risk.➤ Managed engagement with internal audit teams and external regulators along with completion of associated reports.

Charlotte, North Carolina, United States

➤ Led partnerships with machine learning model developers such as Visa and Mastercard to develop robust fraud models.➤ Worked with the model owners, model developers, and model users on all issues of model validation and issue resolution.➤ Oversaw development of logistic regression models and decision trees within the team and validated their effectiveness.➤ Prepared model validation and reviewed presentations to with the Model Risk Governance Council for model approval.➤ Managed 7 fraud model developers to deliver model risk documentation for more than 20 credit and debit fraud models.➤ Performed hands-on validations and reviews, wrote quality model validation reports, and provided model issue tracking.➤ Drove efforts for successful development, validation, annual model review, and ongoing monitoring review materials.➤ Led strategic planning efforts for model development and model refreshes for Credit and Debit.➤ Created routines to deliver critical testing and performance reporting that drove constant focus on model results.➤ Led model performance reviews with Product, Legal, and Operational Risk and supported the Model Risk framework.➤ Presented model validation and review results and challenged the model performance and methodologies being used.

Charlotte, North Carolina, United States

➤ Managed the Debit and ATM Fraud Strategies team and automated views of fraud rule performance and model results.➤ Led Fraud team in developing, testing, and implementing hundreds of real-time point-of-sale fraud detection strategies.➤ Managed organization that included off-shore teams to execute mass compromise reissue program for credit and debit cards.➤ Minimized customer impact at point of sale, identified fraudulent activity, and restricted compromised account activity.➤ Created real-time reporting, dashboards, and analytics to track fraud strategy performance and new fraud attacks.➤ Serviced banking products with high-risk activity to maximize approval of legitimate transactions for customers.➤ Implemented enhanced strategies performance reporting to identify obsolete strategies and establish new procedures.➤ Managed strategic planning of fraud management tools and strategies in conjunction with Compliance and Operations teams.➤ Leveraged multiple systems as well as managed process for reissuance of cards impacted by mass compromise events.➤ Led the development and implementation of the Card Mass Compromise Reissue model and recorded data captured.➤ Reviewed and analyzed accounts and relationships that required differentiated treatment or specialized resolution.➤ Developed and implemented model that reduced card reissue costs and minimized number of customers impacted.➤ Complied with industry regulations, bank procedures, integrity levels of the department's system, and financial controls.

Education record

Data Science And Business Analytics

Master Of Business Administration - Mba, Business Administration And Management, General