Executive Vice President
CurrentFrontLine Compliance, LLC is a leading regulatory compliance consulting firm of former high-level regulatory insiders offering customized services to investment advisers, broker-dealers, hedge funds, private equity firms, investment companies and insurance company affiliates. Services are primarily offered to middle market institutional buy-side and sell-side firms in equities, fixed-income and alternatives. Staffed by former SEC and FINRA regulators, and chief compliance officers, FrontLine Compliance provides the kind of industry knowledge, experience and expertise on regulatory issues only available from well-seasoned insiders.