Since 2006, FrontLine Compliance has shown top-tier investment firms the strategic and economic advantages of thinking proactively and strategically about compliance. Our consulting services employ a deep-dive, customized approach that is rigorous and irrefutably successful. Our clients enjoy prompt response and ready access to our senior executives. We have a 10-year experience prerequisite for our consultants - they’re former SEC examiners, FINRA investigators and CCOs fluent in Investment Adviser and Investment Company ’40 Act rules, FINRA/SEC regs and compliance technology. See how our first-hand knowledge of compliance rules and regulations become strategy-driven solutions helping you achieve your compliance and business goals. For more information, please visit frontlinecompliance.com.
Company Details
- Employees
- 5
- Founded
- -
- Address
- 6010 Executive Blvd.,
- Phone
- +1-888-518-8070
- in****@****nce.com
- Industry
- Financial Services
- NAICS
-
Finance and InsuranceMonetary Authorities-Central Bank
- Website
- frontlinecompliance.com
- Keywords
- regulatory compliance, investment company compliance, '40 Act compliance, investment adviser compliance, FINRA compliance, private fund compliance, forensic testing programs, SEC mock audits, complex and diverse investment firms.
- HQ
- Rockville, MD
Frontline Compliance Questions
Frontline Compliance's helpline number is +1-888-518-8070
Frontline Compliance's website is frontlinecompliance.com
Frontline Compliance's LinkedIn profile is https://www.linkedin.com/company/frontline-compliance-llc
Frontline Compliance has
5 employees.
View email and phone details for 5
employees at Frontline Compliance.
Frontline Compliance's industry is
Financial Services
Frontline Compliance's top competitors are
Dinsmore Compliance Services,
Sec Compliance Solutions Llc,
Ria Compliance Concepts,
Adviser Compliance Consulting,
Highcamp Compliance,
Aca Group,
Key Bridge Compliance,
Vigilant Compliance,
Halyard Compliance,
Starcompliance.
Frontline Compliance's support email address is info@frontlinecompliance.com
Frontline Compliance's categories are Financial Services
Frontline Compliance's founding year is 2006
