Frontline Compliance

Frontline Compliance company information, Employees & Contact Information

Updated May 2026

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Frontline Compliance is a Financial Services company and founded in 2006. It has approximately 5 employees on record. Contact data was last refreshed in May 2026. Find Frontline Compliance's verified employee emails, phone numbers, headquarters address, and key decision makers below.

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Since 2006, FrontLine Compliance has shown top-tier investment firms the strategic and economic advantages of thinking proactively and strategically about compliance. Our consulting services employ a deep-dive, customized approach that is rigorous and irrefutably successful. Our clients enjoy prompt response and ready access to our senior executives. We have a 10-year experience prerequisite for our consultants - they’re former SEC examiners, FINRA investigators and CCOs fluent in Investment Adviser and Investment Company ’40 Act rules, FINRA/SEC regs and compliance technology. See how our first-hand knowledge of compliance rules and regulations become strategy-driven solutions helping you achieve your compliance and business goals. For more information, please visit frontlinecompliance.com.

Company Details

Employees
5
Founded
2006
Address
6010 Executive Blvd.,
Phone
+1-888-518-8070
Email
in****@****nce.com
Industry
Financial Services
NAICS
Finance and Insurance
Monetary Authorities-Central Bank
Website
frontlinecompliance.com
Keywords
regulatory compliance, investment company compliance, '40 Act compliance, investment adviser compliance, FINRA compliance, private fund compliance, forensic testing programs, SEC mock audits, complex and diverse investment firms.
HQ
Rockville, MD
Competitors
Dinsmore Compliance Services, SEC Compliance Solutions LLC, RIA Compliance Concepts, Adviser Compliance Consulting, HighCamp Compliance, ACA Group, Key Bridge Compliance, Vigilant Compliance, Halyard Compliance, StarCompliance.
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