Libby E. Liebig work email
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Libby E. Liebig personal email
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I have been in the investment management business for 30+ years, holding positions of leadership in both operations and compliance. I have worked with a wide range of investment managers, from small RIA's to large industry-leading mutual fund complexes, institutional and retail managers, and private equity and hedge fund firms. Given the broad exposure to different areas in the investment management industry, I have extensive expertise in various SEC rules and regulations including the Investment Advisors Act of 1940, the Investment Company Act of 1940, Form ADV, Form PF and registration of private equity and hedge funds.My outstanding research, management and operational skills, along with my strong written and communication and problem solving skills allow me to be a diverse professional.
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Senior ConsultantFisolve Jun 2023 - PresentNew York, Us -
Senior ConsultantFrontline Compliance Jun 2023 - PresentRockville, Md, Us -
CeoThe Lellie Group May 2023 - PresentThe Lellie Group is a regulatory compliance consulting firm, helping all size investment firms with investment advisory policies and procedures, regulatory rules and regulations, filings, compliance program development and testing, audits and reviews. Our team brings over 30 years of experience in compliance and operations of SEC, NFA/CFTC and FINRA-registered entities.
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Deputy Chief Compliance Officer - Advisory ServicesStifel Nicolaus & Company Incorporated Jan 2020 - May 2023
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Interim Chief Compliance Officer - Advisory ServicesStifel Nicolaus & Company Incorporated Aug 2021 - Feb 2022
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Compliance Director - Advisory ServicesStifel Nicolaus & Company Incorporated Jan 2020 - Aug 2021
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Chief Compliance OfficerWashington Crossing Advisors Mar 2020 - Jun 2021
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Executive ConsultantCredere Group Jan 2019 - Jul 2019Denver, Co, UsCredere Group is a dynamic business partner, providing progressive consulting and talent optimization solutions to our clients. We move beyond the procurement of human capital to the creation of highly connected delivery teams committed to our clients. In more simple terms, we help our clients to achieve greater levels of success by solving their biggest challenges. -
Principal - Senior Compliance OfficerMercer Jul 2014 - Nov 2018New York, Ny, Us -
Senior Compliance OfficerStraightline Oct 2012 - Jun 2014Troy, Mi, UsStraightLine is a full-service financial firm that can assist individuals in wealth management and help them build well diversified portfolios in their existing 401(k), 403(b) and 457 plans. We use dramatic institutional research to construct the most appropriate models for you personally based on very accurate information we get from you. Our research team constantly monitors market conditions, available investment options, and the managers themselves and makes changes when warranted. And as a fiduciary, we must always act in your best interest. -
PresidentLiebig And Associates Sep 2011 - Oct 2012
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Senior ConsultantFrontline Compliance, Llc Dec 2011 - Apr 2012Rockville, Md, UsFrontLine Compliance provides customized compliance services to the investment industry. We specialize in regulatory compliance consulting for broker-dealers, investment advisers, investment companies, hedge funds, and insurance company affiliates. We partner with our clients to create value-added services and provide solutions designed to fit your business needs.As your outsourcing solution, FrontLine Compliance offers cost efficient high level compliance expertise. The benefits to your organization are: - Lower overhead expenses, higher revenue, and increased compliance efficiencies - Access to experienced staff and compliance industry leaders - Highly responsive, customized service along with regular updates on current regulatory issuesAs the ultimate regulatory insiders, the consultants at FrontLine Compliance have served as SEC regulators and examiners, FINRA investigators, and chief compliance officers. Our staff is comprised of experts with backgrounds in a variety of regulatory matters impacting firms today, including FINRA and SEC audits, variable insurance products, hedge fund and sub-adviser compliance and AML.
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Chief Compliance OfficerNorthpointe Capital Sep 2008 - Jul 2011
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Vice President & Compliance OfficerHarbourvest Partners, Llc Jul 2006 - Aug 2008Boston, Ma, Us -
Compliance DirectorBabson Capital Management Llc Aug 2005 - Jul 2006
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Compliance ManagerPioneer Investments Apr 2004 - Aug 2005Boston , Ma, Us -
Compliance OfficerLee Munder Capital Group Mar 2001 - Apr 2004Boston, Massachusetts, Us -
Vice President, Treasurer, Asst. SecretaryThe Lmcg Funds Mar 2001 - Aug 2002
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Vice President, Asst. Treasurer, Asst. SecretaryThe Munder Funds Aug 1993 - Mar 2001
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Director Of Mutual Fund OperationsMunder Capital Management May 1989 - Mar 2001
Libby E. Liebig Skills
Libby E. Liebig Education Details
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New England College Of Business And FinanceMba -
University Of PhoenixBusiness Management
Frequently Asked Questions about Libby E. Liebig
What company does Libby E. Liebig work for?
Libby E. Liebig works for Fisolve
What is Libby E. Liebig's role at the current company?
Libby E. Liebig's current role is Regulatory Compliance.
What is Libby E. Liebig's email address?
Libby E. Liebig's email address is li****@****fel.com
What is Libby E. Liebig's direct phone number?
Libby E. Liebig's direct phone number is +1 212 345*****
What schools did Libby E. Liebig attend?
Libby E. Liebig attended New England College Of Business And Finance, University Of Phoenix.
What are some of Libby E. Liebig's interests?
Libby E. Liebig has interest in Home Improvement, Reading, Gourmet Cooking, The Arts, Home Decoration, Health, Photograph, Children, Cooking, Electronics.
What skills is Libby E. Liebig known for?
Libby E. Liebig has skills like Investment Advisor Compliance, Investment Advisor Operations, Business Strategy, Business Development, Policies And Procedures, Sec Rules And Regulations, 1940 Act, Investment Company Act, Microsoft Office, Microsoft Excel, Microsoft Word, Microsoft Publisher.
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