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Amy Lynch Email & Phone Number

Founder and President @ FrontLine Compliance | Certified Regulatory Compliance Professional at FrontLine Compliance

Location: Rockville, Maryland, United States 5 work roles 2 schools

1 work email found @frontlinecompliance.com 4 phones found area 703 and 301 LinkedIn matched

✓ Verified Jul 2026 4 data sources Profile completeness 100%

Current company

FrontLine Compliance

Role

Founder and President @ FrontLine Compliance | Certified Regulatory Compliance Professional

Location

Rockville, Maryland, United States

Who is Amy Lynch? Overview

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Quick answer

Amy Lynch is listed as Founder and President @ FrontLine Compliance | Certified Regulatory Compliance Professional at FrontLine Compliance, based in Rockville, Maryland, United States. AeroLeads shows a work email signal at frontlinecompliance.com, phone signal with area code 703, 301, and a matched LinkedIn profile for Amy Lynch.

Amy Lynch previously worked as Founder and President at Frontline Compliance and Special Investigator at Finra. Amy Lynch holds Certified Regulatory Compliance Professional, Wharton School/Finra Institute, Securities Regulations from The Wharton School.

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Email format at FrontLine Compliance

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{first_initial}{last}@frontlinecompliance.com

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Profile bio

About Amy Lynch

Leading FrontLine Compliance as its Founder and President, my mission is to deliver client-centric regulatory solutions tailored to the unique needs of investment advisors, broker-dealers, and other financial entities. Our approach is rooted in a deep understanding of the ever-evolving compliance landscape, where my team and I thrive on creating innovative strategies that resonate with our diverse clientele across the nation.With an established reputation for regulatory expertise, my contributions to the industry extend beyond consulting, frequently providing insights at conferences and to the media. At the heart of my professional drive is the commitment to empower organizations with the knowledge and tools to excel within their regulatory frameworks, ensuring they achieve and maintain compliance with confidence.

Listed skills include Securities, Finra, Mutual Funds, Hedge Funds, and 46 others.

Current workplace

Amy Lynch's current company

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Frontline Compliance

Founder and President @ FrontLine Compliance | Certified Regulatory Compliance Professional

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Company profile

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5 roles

Amy Lynch work experience

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Founder And President

Current

Frontline Compliance

Rockville, Md, Us

As the Founder and President of FrontLine Compliance, LLC ("FrontLine"), I oversee the day-to-day activities of the firm and supervise client projects. FrontLine is a full-service independent compliance consulting firm specializing in investment adviser, broker-dealer, hedge fund, mutual fund, and insurance product compliance. We are headquartered in the D.C. metro area and have clients throughout the country. We are regulatory experts and business leaders that offer you a customized, client-centric experience. We understand that there is no "one size fits all" compliance solution. We help you find the right answer- for YOU.

Jan 2006 - Present

Special Investigator

Finra

Washington, District Of Columbia, Us

Managed several industry wide broker-dealer regulatory sweeps for NASD Enforcement during 2004-2005. Led the Variable Annuity Sweep; Hedge Fund Sweep; and Fairness Opinion Review Sweep. Discovered new areas of regulatory review and enforcement investigations as part of the Preliminary Review Group. Member of the Variable Annuity Task Force. Co-authored Investor Alerts for public dissemination. Provided training to NASD staff on variable product compliance issues.

Nov 2003 - Nov 2005

Chief Compliance Officer

E*Trade Financial

Us

CCO of online advisory unit; Compliance Officer to E*Trade Securities. Responsible for all compliance activities for online advisory business. Performed branch office audits for E*Trade Securities and conducted special compliance projects as needed for Global Compliance. Experience and responsibility spanned the Investment Advisers Act of 1940, Investment Company Act of 1940, Securities Act of 1933, Securities Exchange Act of 1934, as well as NASD and state regulations.

Jul 2002 - Sep 2003

Director Of Compliance

Mercantile Capital Advisors, Inc.

Created complete compliance program for start-up advisory affiliate of Mercantile Bank. Took firm through registration process and built the compliance program for the $8 billion mutual fund manager. Worked closely with corporate bank executives and its private banking units as well as its newly registered broker-dealer affiliate in creating a compliance program to fit the bank's current business model and future needs.

Dec 2000 - Jun 2002

Staff Accountant

U.S. Securities And Exchange Commission

Washington, Dc, Us

Lead, supervised regulatory examinations of investment companies, investment advisers, and insurance company affiliates. In charge of Variable Insurance Products inspection program for OCIE (Office of Compliance, Inspections & Examinations). Trained other examiners in both formal and in-formal settings. Represented the SEC as as speaker at insurance industry events.

Mar 1995 - May 2000

2 education records

Amy Lynch education

Certified Regulatory Compliance Professional, Wharton School/Finra Institute, Securities Regulations

The Wharton School

B.S., Double Major- Business And Economics

Towson University

FAQ

Frequently asked questions about Amy Lynch

Quick answers generated from the profile data available on this page.

What company does Amy Lynch work for?

Amy Lynch works for FrontLine Compliance.

What is Amy Lynch's role at FrontLine Compliance?

Amy Lynch is listed as Founder and President @ FrontLine Compliance | Certified Regulatory Compliance Professional at FrontLine Compliance.

What is Amy Lynch's email address?

AeroLeads has found 1 work email signal at @frontlinecompliance.com for Amy Lynch at FrontLine Compliance.

What is Amy Lynch's phone number?

AeroLeads has found 4 phone signal(s) with area code 703, 301 for Amy Lynch at FrontLine Compliance.

Where is Amy Lynch based?

Amy Lynch is based in Rockville, Maryland, United States while working with FrontLine Compliance.

What companies has Amy Lynch worked for?

Amy Lynch has worked for Frontline Compliance, Finra, E*Trade Financial, Mercantile Capital Advisors, Inc., and U.S. Securities And Exchange Commission.

How can I contact Amy Lynch?

You can use AeroLeads to view verified contact signals for Amy Lynch at FrontLine Compliance, including work email, phone, and LinkedIn data when available.

What schools did Amy Lynch attend?

Amy Lynch holds Certified Regulatory Compliance Professional, Wharton School/Finra Institute, Securities Regulations from The Wharton School.

What skills is Amy Lynch known for?

Amy Lynch is listed with skills including Securities, Finra, Mutual Funds, Hedge Funds, Financial Services, Investments, Alternative Investments, and Securities Regulation.

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