SEC Compliance Solutions LLC
Financial Services
Medford, Or, United States
12 employees
- Employees
- 12
- Contacts
- 2
- Emails
- 2
- Phones
- 1
SEC Compliance Solutions LLC Overview
- Headquarters
- Medford, Or, United States
- Website
- seccsllc.com
- Industry
- Financial Services
- Employees
- 12
- Founded
- 2017
- Company Email
- Available in AeroLeads
- NAICS
-
Finance and InsuranceMonetary Authorities-Central Bank
About SEC Compliance Solutions LLC
SEC Compliance Solutions LLC assists new investment advisers, established RIAs, and private fund advisers with streamlining compliance efforts while meeting all requirements. The SEC makes the rules; we make it easy for you to apply them. Our purpose is to simplify the complicated, clarify the confusing, and relieve your compliance overwhelm. We achieve this by understanding your uniqueness first. Then, we strip away the inapplicable rules and regulations and make adhering to the remaining, relevant rules practical. Our customized, practical approach simplifies your processes and reduces the risk of compliance oversights. If you’re looking for a mock SEC examination, SEC registration and filing assistance; policies and procedure development; or annual review planning, execution, and documentation, we’ve got you covered.
SEC Compliance Solutions LLC Contact Details
- People in AeroLeads
- 4
- With contact data
- 2
- Email contacts
- 2
- 50.0% coverage
- Phone contacts
- 1
- 25.0% coverage
SEC Compliance Solutions LLC Org Chart
Sample employees and titles| Name | Title | Location | Contact |
|---|---|---|---|
| Erica Hammericksen | Operations & Administration Coordinator | Medford, Oregon, United States |
Email
|
| Joe Reilly | Compliance Manager at Sec Compliance | Los Angeles Metropolitan Area, United States |
Email
Phone
|
| Meghan Sundquist | Curious - Empathetic - Passionate | Colorado Springs, Colorado, United States |
View
|
| Vanessa Short | Associate at Sec Compliance Solutions | Boston, Massachusetts, United States |
View
|
Employees by Management Level
Associate / junior
3 profiles
Executive
1 profile
Director
1 profile
Manager
1 profile
Individual contributor
1 profile
Department Contact Coverage
| Department | Contacts | Phone | |
|---|---|---|---|
| Legal | 2 | 2 | 1 |
| Executive | 1 | 1 | 1 |
| General | 1 | 1 | 0 |
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