To meet rigorous regulatory expectations and requirements, it is imperative that organizations have access to “best in class” talent that has extensive knowledge of the businesses being supported. CRC is staffed with a team of Compliance Risk Management industry professionals that have a proven track record of establishing comprehensive Compliance Risk Management Programs throughout many industry verticals.
We offer compliance consulting services in the following industries:
Financial Services
Anti-Corruption & Ethics
Technology Industry Compliance
Enterprise Compliance Risk Management
Research Supervisory Analyst
Expert Witness Service
Financial Operational Principal Services
With headquarters in New York, NY, and offices in Chicago, IL, and Westport, CT, CRC is your full-service Compliance Risk Management support partner. Please feel free to contact us with any questions related to the services and solutions described and we would be happy to schedule a call / meeting to further determine your individualized needs and requirements.
CRC specializes in executing and overseeing the following: New Member Applications | Continuing Member Applications | Annual CEO Certifications | Independent AML Reviews | Conflict of Interest Reviews | Expert Witness Testimony | 15c3-5 Certifications | MCDC Oversight | Trading Surveillance | Best Execution Analysis | Swap Dealer BCP Independent Reviews | Investment Advisor Gap Analysis | Industry Surveys/Studies | Public Speaking Engagements | Written Supervisory Reviews | Regulatory Relations | Examinations | Dodd-Frank | Volcker Rule | Broker Dealer Compliance | Sales Practice | Bank Compliance | System Implementations | Equity and Fixed Income Markets | Research | BSA / AML | Regulatory Reporting
Company Details
- Employees
- 61
- Founded
- -
- Address
- 40 Exchange Pl,
- Phone
- +1 646-346-2468
- in****@****isk.com
- Industry
- Financial Services
- NAICS
-
Finance and InsuranceMonetary Authorities-Central Bank
- Website
- compliance-risk.com
- Keywords
- Enterprise Compliance Risk Management, Compliance Operational Risk Management, Capital Markets and Investment Banking Compliance, Investment Advisory Compliance, Financial Services, Anti-Corruption & Ethics, Research Supervisory Analyst, Expert Witness Service, Financial Operational Principal Services, Broker Dealer Compliance, Risk Management.
- HQ
- New York, NY
Compliance Risk Concepts (Crc) Questions
Compliance Risk Concepts (Crc)'s helpline number is +1 646-346-2468
Compliance Risk Concepts (Crc)'s website is compliance-risk.com
Compliance Risk Concepts (Crc)'s LinkedIn profile is https://www.linkedin.com/company/compliance-risk-concepts-crc-
Compliance Risk Concepts (Crc) has
61 employees.
View email and phone details for 61
employees at Compliance Risk Concepts (Crc).
Compliance Risk Concepts (Crc)'s industry is
Financial Services
Compliance Risk Concepts (Crc)'s top competitors are
Frontline Compliance,
Aca Group,
Compliance & Risk Management Recruitment,
Halyard Compliance,
Adviser Compliance Consulting,
Highcamp Compliance,
Compliance Professionals,
Regulatory Compliance Association,
Oyster Consulting, Llc,
Sec Compliance Solutions Llc.
Compliance Risk Concepts (Crc)'s support email address is info@compliance-risk.com
Compliance Risk Concepts (Crc)'s categories are Financial Services
Compliance Risk Concepts (Crc)'s founding year is 2013
