Halyard Compliance® is a leading provider of highly customized compliance solutions for Broker-Dealers, Municipal Advisors, Municipal Deals, Fixed Income Capital Markets, Funding Portals, Crowdfunding Portals, FinTech and more.
Our solutions are designed to assist financial institutions navigate an ever-changing sea of regulatory and business challenges. Our clients range in size from regional firms to multi-national organizations in the financial services sector. We provide an array of services, including ongoing support services, regulatory reviews, AML auditing, procedure construction, crisis management and much more.
BROKER-DEALERS | MUNICIPAL ADVISORS | MUNICIPAL DEALERS | FUNDING PORTALS | CROWDFUNDING PORTALS | CAPITAL MARKETS | FinTech | Anti-Money Laundering Auditing | And more...
FINRA | SEC | MSRB | CFTC | NFA | FCA | Blue Sky | JOBS ACT | FINCEN | BSA | USA PATRIOT ACT
And more...
Company Details
- Employees
- 3
- Founded
- -
- Address
- 1, Cincinnati,ohio 45208,united States
- Phone
- +1-312-515-4513
- Industry
- Financial Services
- NAICS
-
Finance and InsuranceMonetary Authorities-Central Bank
- Website
- halyardcompliance.com
- Keywords
- Independent Consultant (AWC), Gap Analysis and Procedure Construction, Anti-Money Laundering (AML), Membership Applications, Crisis Management, Annual Reviews, Supervisory Control Reviews, Marketing Material Reviews, Ongoing Support Services, Capital Markets, Private Placements, Crowdfunding, Broker-Dealers, Funding Portals, Municipal Advisors, Investment Companies, Investment Advisors, Commodity Trading Advisors, Forex Dealers, Futures Commission Merchants, BDs, Elevating Compliance Programs (tm).
- HQ
- Cincinnati, Ohio
Halyard Compliance Questions
Halyard Compliance's helpline number is +1-312-515-4513
Halyard Compliance's website is halyardcompliance.com
Halyard Compliance's LinkedIn profile is https://www.linkedin.com/company/halyard-compliance-llc-
Halyard Compliance has
3 employees.
View email and phone details for 3
employees at Halyard Compliance.
Halyard Compliance's industry is
Financial Services
Halyard Compliance's top competitors are
Aca Group,
Key Bridge Compliance,
Compliance Risk Concepts (Crc),
Sec Compliance Solutions Llc,
Adviser Compliance Consulting,
Dinsmore Compliance Services,
Highcamp Compliance,
Cloudbreak Compliance Group, Llc,
Vigilant Compliance,
Frontline Compliance.
Halyard Compliance's categories are Financial Services
Halyard Compliance's founding year is 2009
