Company

Vigilant Compliance

Financial Services Gateway Corporate Center, 223 Wilmington West Chester Pike 64 employees

Employees: 64
Contacts: 4
Emails: 4
Phones: 3

vigilantllc.com LinkedIn

Vigilant Compliance Overview

Headquarters: Gateway Corporate Center, 223 Wilmington West Chester Pike
Website: vigilantllc.com
Industry: Financial Services
Employees: 64
Founded: 2004
NAICS: Finance and Insurance

Monetary Authorities-Central Bank

Keywords

Compliance Consulting Firm CCO Services CCO Support Services SEC Registration ERA Registration Broker Dealer Registration Registered Representative Services FinOp Services PFO to Fund Services Outsourced Compliance Services Fund CCO Services Advertising and Marketing Review

About Vigilant Compliance

Vigilant is an Award Winning and Industry Leading Compliance Firm that continues to remain Independent and Privately Owned. Since 2004, we have been providing tailored and customized end-to-end solutions to Advisers, Funds and Broker Dealers: - Outsourced CCO - Outsourced CFO/PFO - CCO Support - Advertising and Marketing Review - Mock SEC/FINRA Exams - SEC/ERA/Broker Dealer Registration - Registered Representative Licensing - Principal Underwriter for Registered Funds - FinOp Our Clients include: Private Equity, Hedge Funds, Closed End Funds, Private Credit/Structured Credit, ETFs, Mutual Funds, Wealth Managers, SMAs, Real Estate Funds, Infrastructure Funds, Registered Investment Advisers (RIAs) and Broker Dealers.

Vigilant Compliance Contact Details

People in AeroLeads: 4
With contact data: 4
Email contacts: 4; 100.0% coverage
Phone contacts: 3; 75.0% coverage

Vigilant Compliance Org Chart

Sample employees and titles

Name	Title	Location	Contact
Thayne Gould	Senior Financial Compliance Leader	Greater Philadelphia, United States	Email
Patrick Chism	Managing Director at Vigilant	Philadelphia, Pennsylvania, United States	Email Phone
Suzanne Hammer		New York City Metropolitan Area, United States	Email Phone
Jerry Scarpati, Cpa, Mba		Berwyn, Pennsylvania, United States	Email Phone