Thayne Gould

Thayne Gould Email and Phone Number

Senior Financial Compliance Leader @ Vigilant
Thayne Gould's Location
Greater Philadelphia, United States, United States
Thayne Gould's Contact Details

Thayne Gould personal email

n/a
About Thayne Gould

▶️ Connecting the dots between data, risk and compliance to create enterprise value ◀️Innovative, resourceful and consultative Senior Financial Compliance Leader combining progressive management and hands-on experience with deep knowledge in the Investment Advisers & Investment Company Acts. Excel at developing creative solutions to complex business problems and influencing decision-making. Collaborative leader who respects the team and earns the same in return. Trusted advisor and business partner who cultivates strong bonds with all organizational levels and key stakeholders. Consistently deliver on commitments by maintaining a level-head in rapid-change environments, building consensus, and utilizing intuitive analytical skills, sound business judgment, and an unwavering degree of ethics and integrity.APPLIED SKILLS & KNOWLEDGE☑️ Project Management☑️ Change Management☑️ Product Marketing☑️ Client Relations☑️ Vendor Oversight☑️ SEC & FINRA Compliance☑️ Due Diligence & Testing☑️ Risk Management☑️ Internal Controls☑️ Regulatory Examinations☑️ Process Improvement☑️ Data Analysis & Reporting☑️ Policy Development☑️ Executive Presentations☑️ Training & Development

Thayne Gould's Current Company Details
Vigilant

Vigilant

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Senior Financial Compliance Leader
Thayne Gould Work Experience Details
  • Vigilant
    Director
    Vigilant 2022 - Present
    Chadds Ford, Pa, Us
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  • Harborside Group
    Chief Compliance Officer
    Harborside Group 2019 - 2022
    Baltimore, Maryland, Us
    View
  • Cromwell Investment Advisors, Llc
    Chief Compliance Officer
    Cromwell Investment Advisors, Llc 2019 - 2022
  • Jemma Financial Services
    Chief Compliance Officer
    Jemma Financial Services 2019 - 2022
    Towson, Maryland, Us
    View
  • Pnc Capital Advisors, Llc
    Vice President, Compliance Advisor
    Pnc Capital Advisors, Llc 2018 - 2019
    Pittsburgh, Pennsylvania, Us
    ◾️ Administered advertising material compliance program through review, activity testing, workflow management, and vendor systems oversight. Directed preparation of regulatory reports.
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  • T. Rowe Price
    Lead Manager & Compliance Coordinator
    T. Rowe Price 2015 - 2018
    Baltimore, Maryland, Us
    ◾️ Directed divisional regulatory and firm compliance program through activity monitoring and oversight, policy/procedure development, consulting, training, and education. ◾️ Conducted testing, reporting, data analysis, deficiency mitigation and remediation. ◾️ Handled conversions, developed process flow definitions and documentation across functions, launched programs, and facilitated communications for stakeholders.
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  • T. Rowe Price
    Product Manager
    T. Rowe Price 2005 - 2015
    Baltimore, Maryland, Us
    ◾️ Originated direct to consumer and adviser marketing strategy, collaterals, and other materials (thought leadership pieces, fiduciary support materials, and sales kits) using data analytics. ◾️ Oversaw product development projects, service deployment, issue remediation, risk mitigation/monitoring, and budgets.
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  • T. Rowe Price
    Relationship Manager
    T. Rowe Price 2000 - 2005
    Baltimore, Maryland, Us
    ◾️ Supported institutional defined contribution clients with plan design, benefit analysis, operations optimization/monitoring, and investment evaluation/monitoring.
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Thayne Gould Skills

Series 7 Series 24 Series 53 Series 63 Investments Mutual Funds Regulatory Compliance Policy Development Policy Analysis Policy Monitoring And Auditing Product Management Vendor Management Analytics Management Asset Allocation Financial Services Finance Business Process Marketing Communications Business Process Improvement Integrated Marketing Marketing Talent Acquisition Resource Management Logistics Networking Project Management Technology Development Risk Analysis Client Relations Mentoring Microsoft Suites Code Of Ethics Microsoft Excel Legal Compliance Due Diligence Compliance Management Broker Dealer Broker Dealer Compliance Compliance Program Management

Thayne Gould Education Details

  • Loyola University Maryland
    Loyola University Maryland
    Master Of Business Administration - Mba
  • Towson University
    Towson University
    Economics

Frequently Asked Questions about Thayne Gould

What company does Thayne Gould work for?

Thayne Gould works for Vigilant

What is Thayne Gould's role at the current company?

Thayne Gould's current role is Senior Financial Compliance Leader.

What is Thayne Gould's email address?

Thayne Gould's email address is tg****@****oup.com

What schools did Thayne Gould attend?

Thayne Gould attended Loyola University Maryland, Towson University.

What are some of Thayne Gould's interests?

Thayne Gould has interest in Boating, Investing, Technology, Marketing Strategy, Basketball, Finance, Tennis, Travel, Business Process Imporvement.

What skills is Thayne Gould known for?

Thayne Gould has skills like Series 7, Series 24, Series 53, Series 63, Investments, Mutual Funds, Regulatory Compliance, Policy Development, Policy Analysis, Policy Monitoring And Auditing, Product Management, Vendor Management.

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