Christopher A. Patterson Email & Phone Number

London, GB

London, England, United Kingdom

- Drives EMEA DEI Council strategy and objectives to align with the enterprise and ensure buy-in, engagement and commitment at all levels- Provides DEI insight and guidance on best practices to support strategic thinking and commercial success particularly in relation to people processes, culture and behaviours through the development of integral.

London, England, United Kingdom

-Ensure corporate processes concerning the operation of Compliance are adhered to, liaising with EMEA Central Compliance and the EMEA Control Room to assist with the adequate and timely execution of the compliance program-Support the EMEA Head of Markets & Enterprise Functions Compliance in preparing management reporting for boards and other committees as.

London, United Kingdom

-Identify, interpret, and assist in applying UK, EMEA and globally driven major compliance requirements- Assist in developing, implementing and maintaining an effective Compliance and Risk infrastructure in the UK and EMEA region to accommodate applicable legal and regulatory requirements and company and line of business policies with a view to.

Charlotte, North Carolina Area

·Perform regulatory reviews of specific subject matters, such as debt, syndicate activities, due diligence/deal files, pitchbooks, prospectus delivery, and confirmation disclosures. Escalate findings and proposals for resolution of issues.·Work with corporate and investment bankers to vet securities deals prior to presentation to commitment.

Charlotte, North Carolina, United States

Works closely with international business lines and middle office personnel; focusing on issues of data integrity, risk, trade settlement, and accrual basis for international sovereign debts, asset backed securities, corporate bonds, and equity productsPerforms Asset Control UAT testing for arbitration and validation rulesCreates domestic and international.

Charlotte, North Carolina Area

Placed and confirmed trades for various clients, partnered with back office personnel to identify and resolve errors in trade tickets, and collaborated with multi-level management to create efficiencies in the order process Monitored and educated clients on movements in the marketProvided clear and accurate responses to customer inquiries, appropriately.

Cincinnati, Ohio

Assessed and handled customer banking needs, obtained and processed customer account information, and sold bank deposit and loan productsRecommended investment solutions that were appropriate, from a variety of vendors, to meet customer needsPerformed presentations to senior management for recommending solutions for the customerPartnered and cooperated.

Cincinnati, Ohio

Cultivated and managed new and existing client relationships, developed sales plan for each relationship to provide an array of loan servicesSuccessfully utilized written and oral communication skills, as well as organizational talents, when working with multi-level management

Cincinnati, Ohio, United States

Cincinnati, Ohio, United States

Cincinnati, Ohio, United States

Cincinnati, Ohio, United States

Cincinnati, Ohio

Cincinnati, Ohio

Managed clients' portfolios, created specialized financial plans, and promoted the purchase of investment products Recruited and trained individuals looking to establish a career in the financial service industry, created instructional materials necessary to pass the many state and federal examinationsFacilitated investment workshops of over 50+ clients.

Certificate In Strategy Execution, Complete

Bachelor Of Science, Finance