Christopher Catlin Email & Phone Number

Manage Operations, Middle Office and FinOP Functions across the firm for U.S. and International Corporate Bonds, Municipal Bonds, Treasuries, Mortgage Back Securities, and Asset Back Securities.Work in concert with Trading, Sales, Compliance, Technology and Finance in real-time to monitor all securities and transactions for accurate security data, reporting, and trade matching through settlement process via DTCC and Euroclear. Fund, track, and report all businesses for Net Capital… Show more Manage Operations, Middle Office and FinOP Functions across the firm for U.S. and International Corporate Bonds, Municipal Bonds, Treasuries, Mortgage Back Securities, and Asset Back Securities.Work in concert with Trading, Sales, Compliance, Technology and Finance in real-time to monitor all securities and transactions for accurate security data, reporting, and trade matching through settlement process via DTCC and Euroclear. Fund, track, and report all businesses for Net Capital, Security Haircuts, and Margin Balances. Manage and participate in month end closing process including all P&L and Regulatory Filings. Manage and review daily, monthly, and annually proprietary reconciliations, including all Corporate Action events.Manage and facilitate all 144a/Reg S transactions through transfer agents and trading. Written up to date processes annually with an emphasis on improving and streamlining all flows.Manage the team across all client service representation, investor relations questionnaires, and relationship establishment which includes onboarding capture of necessary documentation. Show less