Christopher Duffy, Msc Email & Phone Number

Glasgow, Gb

Glasgow, Gb

Glasgow, Scotland, United Kingdom

• Supporting day-to-day contact with all UK regulators, PRA, FCA etc.• Preparing briefings and briefing calls for iNEDs, Board Members, Leadership Team Members and Senior management.• Assisting the business with material regulatory requests, including arranging and supporting internal meetings, accurate minuting of external regulatory meetings and capturing actions, collating individual responses to information requests, providing insight and challenge where appropriate, and ensuring… Show more • Supporting day-to-day contact with all UK regulators, PRA, FCA etc.• Preparing briefings and briefing calls for iNEDs, Board Members, Leadership Team Members and Senior management.• Assisting the business with material regulatory requests, including arranging and supporting internal meetings, accurate minuting of external regulatory meetings and capturing actions, collating individual responses to information requests, providing insight and challenge where appropriate, and ensuring proper governance.• Maintaining and tracking a database of key regulatory themes arising through bilateral and industry developments.• Identifying emerging themes and horizon risks in relation to the PRA and FCA regulatory agenda.• Overseeing the approach and execution of consultation responses, working with the first and second line relevant areas, as appropriate.• Supporting Quality Assurance of specific deliverables required by the regulators, including information requests, thematic reviews etc. Show less

Glasgow, Scotland, United Kingdom

Key Responsibilities:● Member of Global Finance Risk and Assurance Team that supported the Board, Risk Committee and Senior Management in identifying, managing and reporting of Morgan Stanley’s Global Finance Risks.● Responsibility for production of monthly risk reporting information for presentation to Finance Senior Management at Global Finance Risk Committee, Internal Audit Committee, EMEA Risk Committee and Regional Risk Committees. ● Partnering with Global colleagues to develop… Show more Key Responsibilities:● Member of Global Finance Risk and Assurance Team that supported the Board, Risk Committee and Senior Management in identifying, managing and reporting of Morgan Stanley’s Global Finance Risks.● Responsibility for production of monthly risk reporting information for presentation to Finance Senior Management at Global Finance Risk Committee, Internal Audit Committee, EMEA Risk Committee and Regional Risk Committees. ● Partnering with Global colleagues to develop and implement Global risk initiatives. ● Coordinating and delivering multiple risk projects including Finances Global Annual Risk and Control Self Assessments.● Liaising with stakeholders on Policy reviews across number of risk disciplines.● Performing Quality Assurance reviews across risk reporting & analysis, whilst partnering with Senior Risk Forum stakeholders to enhance risk reporting and analysis.● Monitoring Global Control activities in relational to Finance’s Operational Risk incidents, issues and action plans.● Analysing Global Risk data to identify and escalate thematic Finance risk and control issues. ● Implementing Global automation projects to improve risk identification and reporting to improve Finance’s Risk profile. Show less

County Dublin, Ireland

● Project ownership of the Bank’s Risk Appetite Framework and Annual Risk Appetite Review.● Delivering high quality analytical reporting to Board and Executive Team on the Bank's Risk Appetite Profile.● Accountable for embedding revised Risk Appetite Framework via preparing Bank wide communications and individual/team training materials and sessions across the 1st, 2nd and 3rd Lines of Business.● Led project which redeveloped the monthly Board and ExCo CRO risk report which focused… Show more ● Project ownership of the Bank’s Risk Appetite Framework and Annual Risk Appetite Review.● Delivering high quality analytical reporting to Board and Executive Team on the Bank's Risk Appetite Profile.● Accountable for embedding revised Risk Appetite Framework via preparing Bank wide communications and individual/team training materials and sessions across the 1st, 2nd and 3rd Lines of Business.● Led project which redeveloped the monthly Board and ExCo CRO risk report which focused on enhancing the qualitative and quantitative analysis measured against the Bank’s current and emerging Risk Profile.● Part of core project team (3 people) responsible for the annual review of the Bank’s Risk Management Framework.● Responsible for review of the Bank’s Top and Emerging Risks review and ongoing reporting for inclusion into ERC, BRC and Board Risk Reporting.● Responsible for SREP, ad hoc Regulatory information requests relating to Risk Appetite.● Secretariat for Enterprise Risk Committee (sub ExCo Committee) providing technical and editorial support and quality checking submissions, engaging and challenging senior stakeholders to deliver insightful, high quality analysis, writing minutes and managing actions.● Input and challenge into the Bank’s ICAAP, Pillar 3, Recovery Plan and Material Risk Assessment reviews. Show less

County Dublin, Ireland

● Responsible Secretarial responsibilities relating to EMEA Risk Committee and Credit Committee. ● Working with the CRO and the Chair of Risk Committee (Independent Non-Executive Director) on Agenda setting, tracking of matters arising, effective minute taking and timely & accurate information. ● Working with the company CRO to enhance the Credit Committee process covering Credit Committee Protocol and liaising with all stakeholders to ensure effective and efficient… Show more ● Responsible Secretarial responsibilities relating to EMEA Risk Committee and Credit Committee. ● Working with the CRO and the Chair of Risk Committee (Independent Non-Executive Director) on Agenda setting, tracking of matters arising, effective minute taking and timely & accurate information. ● Working with the company CRO to enhance the Credit Committee process covering Credit Committee Protocol and liaising with all stakeholders to ensure effective and efficient process● Assisting the CRO in the coordination of the annual review of all key Governance Documents (including ICAAP, RAS, Charters, Credit Policy) and presentation to EMEA Risk Committee and Board for approval. ● Building and maintaining key relationships with Senior stakeholders to ensure timely and value add submissions to Risk Committee and Credit Committee. Show less

Glasgow, United Kingdom

Key Responsibilities:● Responsible for leading strategic project that contributed to a new revised Enterprise Risk Reporting Model that assessed First Line ‘top down’ aggregated risk profile against the Bank’s Retail and Commercial business models.● Training and roll out of revised Enterprise Risk Reporting Model to Risk Committee Members and supporting RLT teams.● Preparation of Board and Management Risk Committees papers relating to 1st line Enterprise Risk issues.● Input into… Show more Key Responsibilities:● Responsible for leading strategic project that contributed to a new revised Enterprise Risk Reporting Model that assessed First Line ‘top down’ aggregated risk profile against the Bank’s Retail and Commercial business models.● Training and roll out of revised Enterprise Risk Reporting Model to Risk Committee Members and supporting RLT teams.● Preparation of Board and Management Risk Committees papers relating to 1st line Enterprise Risk issues.● Input into risk updates relating to relevant external reporting requirements, ensuring accurate and commercially sensitive information was correctly communicated.● Membership held in the Bank’s Stress Testing Working Group which held responsibility for enhancement and integration of Macro and Micro Stress and Scenario into BAU strategic decision making of the Bank; wider business processes and Regulatory stress tests.● Member of core project team that established that delivered post separation standalone insurance programme, including start up interaction with market brokers through to coordinating required underwriter documentation, development of market day presentation material and UK Risk and Boards’ approval. Show less

Glasgow, United Kingdom

KKey Responsibilities:● Committee and Board Reporting: Production of quarterly Risk Appetite and Risk Assessment reporting to Risk Committee and Board.● Audit and Regulatory Inspections: Responsible for the remediation of any Audit findings (internal and external) or Regulatory requirements in respect of the Risk Appetite Statement.● RAS Communication: Development of Bank wide communication in respect of new RAS process, measures, RAG thresholds and reporting requirements.

Jun 2010 – Jun 2012 ICAAP Manager – Clydesdale and Yorkshire Bank, UK Key Responsibilities:● Accountable for coordinating the Bank’s annual ICAAP submission to the Regulator challenging the Bank’s capital adequacy across Pillar 1 & 2A and Pillar 2B stressed scenarios.● Facilitation of Senior Management Pillar 2a and Pillar 2b scenario workshops for capital assessment across range of macro-economic scenarios including identifying trigger points, consequences, financial / non… Show more Jun 2010 – Jun 2012 ICAAP Manager – Clydesdale and Yorkshire Bank, UK Key Responsibilities:● Accountable for coordinating the Bank’s annual ICAAP submission to the Regulator challenging the Bank’s capital adequacy across Pillar 1 & 2A and Pillar 2B stressed scenarios.● Facilitation of Senior Management Pillar 2a and Pillar 2b scenario workshops for capital assessment across range of macro-economic scenarios including identifying trigger points, consequences, financial / non financial impacts.● Preparation of Boards, UK Committee, Leadership packs / papers.● PRA SREP preparation and liaising with Regulator with responsibility for addressing relevant SREP ICAAP outcomes. Show less

Glasgow

Key Responsibilities:● Supporting the Head of Operational Risk develop and embed the Operational Risk Framework. ● Leading control testing reviews in accordance with Operational Risk Annual Plan.● Assessing the effectiveness of critical end-to-end processes and controls.● Remediating Control Environment issues and gaps issues.● Working collaboratively with Line of Business on any corrective actions required following control testing reviews.● Preparation of papers… Show more Key Responsibilities:● Supporting the Head of Operational Risk develop and embed the Operational Risk Framework. ● Leading control testing reviews in accordance with Operational Risk Annual Plan.● Assessing the effectiveness of critical end-to-end processes and controls.● Remediating Control Environment issues and gaps issues.● Working collaboratively with Line of Business on any corrective actions required following control testing reviews.● Preparation of papers relating to results/conclusions of testing activities. Show less

Glasgow, United Kingdom

Role focused on improving the Retail portfolio performance of the Bank’s product offering, specialising in optimising the capital structure and pricing for risk.Responsibilities:• Product Profitability Deep Dives: Responsible for the production of the Retail Product Deep Dives (Mortgages, Personal Loans, Credit Cards, etc) that assessed return performance and provided recommendations on core improvements to increase revenue.

Master Of Science (Msc), Financial Risk Management

Activities and Societies: Liquidity Macro and Micro Economics Mathamatical modeling Bank risk profiles Enterprise Risk Management Stress.

Master Of Science (Msc), Capital, Risk And Liquidity

Activities and Societies: Risk Management Stress Testing Liquidity Capital Management Financial Services Banking