Christopher Mullins Email & Phone Number

• Review assigned cases with banking relationships and products in order to detect possible suspicious activity.
• Conduct investigations on potential customer activity deemed suspicious and file Suspicious Activity Reports (SARs) as needed with FinCEN.
• Conduct customer relationship reviews as it relates to Currency Transaction Reports (CTRs), Enhanced Due Diligence (EDD), Know Your Customer (KYC), and SAR filings while adhering to regulatory guidelines.

• Review and conduct adverse restrictions and/or account closures based on risk to the Family Money Program.
• Identified potential areas of compliance vulnerability and risk to develop and implement corrective action plans.
• Enhanced regulatory, strategic and operational performance to keep in alignment with deadlines.

- Ensure federal regulatory monitoring and suspicious activity filing obligations are met for the business.- Generate regulatory reports that are filed with the Financial Crimes Enforcement Network (FinCEN) by identifying red flags of potentially suspicious activity. - Analyze system configurations for Risk and Compliance monitoring software and identify.

Bridgeport, CT

- Conducted Quality Assurance (QA) by recommending corrective actions for investigative reports related to potential suspicious activity flagged and documented by the Financial Investigations Unit (FIU), Office of Foreign Asset Control (OFAC) and Customer Due Diligence (CDD) teams. - Facilitated the development of templates, forms, and procedures that.

Hartford, Connecticut Area

- Documented investigative reports for Travelers Internal Investigations after interviewing victims/witnesses of workplace disputes. - Conducted teamwork activities while providing support to other Technicians and assisted with problem resolution, research and interpretation of policy and procedure guidelines.