Christopher Williams Email & Phone Number

Valletta, Malta

Assist and contribute to implementing the Eurosystem monetary policy framework by participating in Eurosystem operations, collateral management and liquidity management functions.Monitor, analyse and research financial markets in order to provide an outlook on financial market trends to support core functions of asset management operations through tactical benchmarking and implementation of monetary policy.

Cape Town, Western Cape, South Africa

-Buying and selling deliverable currencies on the spot and forward market in line with client requirements-Cultivating an appreciation of balance between revenue generation and building a client book-Understanding the drivers of financial markets and establishing a high degree of competence with clients around trade execution-Trade Reconciliation-P&L Reconciliation-Understanding the firm's approach and policies for managing risks and the applicable legal and regulatory rules.-Keeping abreast with geopolitical risks/international relations and the effects these may have on the currency market-Providing a daily FX market overview (written and oral) for clients and monthly economic articles for the company newsletter

Cape Town, Western Cape, South Africa

-Performing KYC/CDD compliance vetting of due diligence documents to determine whether client/investor due diligence requirements have been satisfied-Assist in analysing fund structures and other legal entities and identifying all connected parties contained in such structures for KYC and screening purpose-Assisting service areas in drafting and communicating any outstanding CDD requirements to clients and follow up until the full KYC/CDD has been signed off by the Compliance Officer-Maintaining accurate record of KYC/CDD documentation of clients-Conduct World Checks and related screening on all identified parties and maintaining accurate records-Performing PEP monitoring reviews and reporting for the applicable RSA entities-Maintenance of the PEP register-Performing enhanced CDD relating to third party transactions-Cash threshold monitoring and reporting-Co-ordinating all KYC requests for Maitland RSA’s operating entities from external parties-Submit profile changes to the FSB for Maitland RSA’s operating entities-Reviewing Incident Reports to ensure they have been completed correctly and that the incident has been fully addressed-Monitoring corrective actions and mitigating actions to ensure that they are completed timeously-Assisting Risk Management system licence holders with support queries-Designing, preparing and collating Risk reports (weekly, monthly and Board reports)

Cape Town, Western Cape, South Africa

-Dealing in Futures and options-Monitor client positions on a daily basis-Updating client accounts-Ensure clients don’t breach internal compliance rules-Processing clients transferals and deposits-Sending out and chasing up on Margin call alerts-Execute futures and options orders via a market maker trading platform (Neutron) and Online Trading Platform (Swordfish)-Allocating orders to client accounts-Sending out monthly client reports-Maintaining private client relationships

London, United Kingdom

Summary:Recording and processing cancellation applications.Duties:-Check to see applicant has been invoiced/paid fees.-Liaise with other departments to see if clear to cancel. -Contact Financial-Obudsman to see if firm has any open complaints-Liaise with firm, update them on cancellation and answer any queries they may have.-General Admin

London, United Kingdom

Summary:Identifying clients in accordance with UK anti-money laundering regulations and policies.Duties:-Review client engagement letter-Ensure client has sent in correct AML/KYC documentation.-Ensure client has completed and abided by PwC’s AML/KYC Policy checklists.-Liaise with client on matters regarding documentation and queries.