Operations Manager
Fort Collins, Colorado Area
Managed branch operations and 9 client service associates. Managed financials, client accounts and daily transactions. Lead branch management, HR and organizational development activities: recruitment, hiring, onboarding, training, performance reviews, development plans, all management and coaching functions. Provided direction and oversight to project management team responsible for multi-million dollar and multi-month office construction and move for Fort Collins branch. Compliance, SOX and Audit Manager for the branch, responsible for oversight of the compliance functions of the branch related to operational, risk, and audit procedures, training brokers and branch staff on operational, compliance procedures, and the UBS platform, passed successful branch audit with zero citations. Co-recruiter for multimillion dollar wealth management team moves.