Changhao (Leo) Lu, Cfa Email & Phone Number

Toronto, Ontario, Canada

• Post-trade lifecycle management for OTC derivatives on a wide range of underlying asset classes• OTC Products: Cover OTC products, including swaps (TRS on Equity/Commodity/Fixed Income/Index+IRS/CDS), forwards(FX/Fixed Income), and options(Equity/Fixed Income/FX).• Clearing: Perform trade verification and the margining process.• Settlement: Calculate settlement amounts and reconcile transactions with counterparties for the TRS desk.• Operational Risk Control: Identify high-risk areas, implement controls to mitigate risks, and investigate any process breaks.• Automation: Develop VBA code to streamline and replace repetitive processes.

Toronto, Ontario, Canada

• Accounting for Hedge Funds and FOF(PE); provide NAVs & financial statements within tight deadlines• Completed fund restructure and constructed sophisticated framework of accounting model for new class• Wrote 10+ VBA programs for teamwide use; debug VBA codes and improve existing Excel formulas• Experienced in accounting and valuing for complex OTC derivatives, e.g. Exotic options, swaps• Identified opportunities for operational efficiency improvement and wrote Excel Macros accordingly• Extensive experience in communicating with client, analyzing and outlining client’s demands, discussing and coordinating with various teams to finish ad-hoc projects, explaining complex ideas/conceptual knowledge to various audience, and training new joiners• Perform PNL and balance sheet reconciliations with internal subledgers and external records• Analyze discrepancies, outline solutions for mismatches, book accounting entries and test automation • Analyze and test output from existing accounting/valuation models; analyze and validate expense budget • Won 2022 Q3 MUFG culture champion --- “Passion for Client” &“Challenge and Empowerment”

Toronto, Ontario, Canada

• Review junior’s work to ensure flawless NAV delivery; train new teammates and help when needed• Analyze mismatches and figure out solutions; answer clients' and auditors' inquiries

Toronto, Ontario, Canada

• Provide investors with accurate daily NAV, iNAV, income/expense allocation within tight deadlines• Accounting for a variety of funds, covering equity, fixed income, derivatives, alternatives(REIT/Crypto)• Pricing fund holdings on daily basis, including unlisted securities which require high-tough approach• Analyze dividend taxation & entitlement and reconcile capital stock, cash, and portfolio • Accounting for M&A, spin-off, right offering, bond redemption and many other corporate actions• Prepare trial balance for distribution and inter-funds mergers • Accounting for in-kind and in-cash subscriptions/redemptions• Manually calculate interests/amortization for term loans and analyze differences with external figures• Maintain funds’ tax accounts on weekly basis; analyze taxation issues and resolve discrepancies • Liaise with fund management teams, security exchanges, trading brokers and custody

Vancouver, Canada Area

- Tax filing, tax planning, and tax advisory- won 2 of 3 National Top Performer awards and an A score in the final employee evaluation- Market our add-on products to create additional value to each service that we provide - Make cold calls/follow up calls to clients and build up long-term relationships with them

Vancouver, Canada Area

- Built up a relationship between the company and the local post-secondary student community- Designed and implemented business expansion towards KPU students- Led a volunteer group of 15- Hands-on experiences with bookkeeping, accounts management and tax filing