Cory Roberson Email & Phone Number

Walnut Creek, Ca, Us

Walnut Creek, California, Us

OFFER:We resell tech to FINServ Firms and Fractional CFOs, CCOs, COOs, and consultantsWHAT WE DO:As a part of our FIN Group, we are pleased offer the next generation of tech and Fractional CFO, CCOs, COOs and consultants….a Sales and integration as a service opportunity…..We will work with your team to help cross sell your solutions, support adoption, and build integrations between our FIN Compliance, Zapier, and/or our Okta connector system ….PARTNER TRAINING/DEMO COMMUNITY (ON SKOOL):Our Skool community help our FinServ Firms and Fractional Consulting partners increase earnings with white labeled tech or by building a SaaS model into their services. Join us here: https://www.skool.com/finpartners/about PARTNERSHIPS/WORKFLOWSFIN Group negotiates a sales package with the FinTech partner.FIN Group works with the FinTech partner on sales/integration strategies.FIN Group offers a package or integration to its customer network.

Walnut Creek, Ca, Us

OFFER:We build Unified Portals for FINServ Firms, Fractional COOs, CFOs, and consultantsWHAT WE DO:With our solutions, we provide front and back-end website portals for firms interested in creating an “all-in-one” login experience with their tech stacks. According to Envestnet’s Market Survey, there are over 400 technology solutions available, with 54% of advisors reporting issues with integrated technology workflows. We can work with your IT/web support to bring more integrations to your site.HOW WE WORK:Tell us the applications you are using.We discuss app features and integration subscription options.We build a portal with a single login to connect with your integrated applications.We provide a custom URL link to use with your firm’s website.Contact us to request 1-day portal access and see how you can tailor application connections in our unified portal for your clients, vendors, staff, and investors. Integration consulting is available.*Note: Our SSO connectors are powered by third-party identity providers that undergo annual AICPA SOC-2 audits and have a robust security process.A portfolio company of Roberson Ventures Group, Inc. ("FIN Group")

OFFER:We provide Tech, Subscription model, and Training for FINServ Firms, Fractional COOs, CFOs, and consulting partners through a Skool community - https://www.skool.com/finpartners/aboutPARTNER TRAINING/DEMO COMMUNITY (ON SKOOL):Our Skool community help our FinServ Firms and Fractional Consulting partners increase earnings with white labeled tech or by building a SaaS model into their services. Resell our tech stack or get ideas to launch your own. Join us here: https://www.skool.com/finpartners/about WHAT WE OFFER:Includes: FIN Compliance desktop/mobile subscriptionPartner Q &A Sessions - Answering Questions related to selling, reselling, whitelabeling tech – w/ subject matter expertsDemo Q &A Sessions – FIN Compliance desktop and app features + Whitelabeled/Integrations portals - Okta, Zapier, Biz EquityChat – Availability for chats, Q&A, messages.Classroom modules – All things revolving around building, reselling, or whitelabeling tech subscriptions in consulting models. A portfolio company of Roberson Ventures Group, Inc. ("FIN Group")

Walnut Creek, Ca, Us

OFFER:Compliance Consulting and Tech Integration Systems for FIN Serv firms and Consultants ABOUT:With our FIN Group, we provide compliance consulting through a network of consultants and offer a portal that can be used to address operations, compliance, and general administrative tasks. Our portal integrates with your existing tech stack using SSO/API connectors*.SERVICESCompliance Consulting (through consulting network):Registration: SEC, StatePlatinum: Full-Service Compliance ProgramGold: Monthly or Bi-Annual Reviews; FilingsSilver: Action Plan (review SEC/State prep), Calendar setup, FilingsTECHNOLOGYWe offer a pre-built compliance/integration portals:Unlimited Seats: Scale effortlessly as your team, vendors, or clients grow.User-Friendly Dashboard: Easily navigate and manage tasks.Streamlined Onboarding Process: Quick and hassle-free setup.Shareable Team Calendars: Efficiently coordinate schedules by firm type, team, or individual.Document and Task Management: Organize, send, and track tasks seamlessly.Compliance/Disclosure Logs: Ensure regulatory compliance with detailed logs.Customizable Features for Various Firm Types: Tailor the platform to meet your specific needs.Disclosure App: Client mobile app integration*Note: Our SSO connectors are powered by third-party identity providers that undergo annual AICPA SOC-2 audits and have a robust security process.A portfolio company of Roberson Ventures Group, Inc. ("FIN Group")

IMPACT/MISSIONSFIN Missions supports for entrepreneurs and students who wish to build skills and establish their path to impact. We work with a diverse group of vendors and consultants for: referral arrangements, cross promotion, partnerships, and in supporting student internship opportunities. CURRENT PROJECTS:How To Series: Mentor Connection Network - 2024 to present Youth Mentoring (Leaders of Men, Inc. based in Fairfield, CA) - 2022 to presentPAST PROJECTS:Board Member Make-It-Happen (MIH), a 501(C)3 registered Non-Profit (2012-2014).After School Programs: 2008 to 2010Youth Mentoring (Church Groups); 2006 to 2011Peru - Rojo Hilo (NGO in Esperanza community of Trujillo) (2018)India - Youth After School volunteer - Daan Foundation (Udaipur) (2017)S. Africa - Isithumba Community Development movement) - Inchanga region) (2016)S. Africa - Impact workshop at World Changers Academy - Peintown (2016)S. Africa - Impact workshop at Learn to Earn (social enterprise teaching entrepreneurship and skills for careers outside of Cape Town - 2016)Brazil - Participant (won 3rd place) , Startup Weekend - Edu-Tech (Educacao), Sao Paulo (2015)Dubai - 10k Marathon, Dubai, United Arab Emirates (2014)Greece - Co-working/Research, Athens Greece (2013)Vietnam - Volunteerism Research, Hanoi Vietnam (2012)S. Korea -Summer Teaching Camp, Handong Global University (2011)Thailand - Volunteer Teaching Program, Isara Foundation(2010)S. Korea - Summer Teaching Camp, Keimyung University (2009)Africa -visiting villages -S. Africa, Zambia, Botswana, Zimbabwe, Malawi, Tanzania, and Kenya (2008)China - Summer Teaching Program, US-China Cultural Exchange Center, Haining (2008)Ghana (W. Africa) - Help is on the Way Mission, Ghana (Africa) (2007)

ADVISORY TEAM - ESG-BASED RIASEC-registered investment advisory that focuses on model driven sustainable investing - https://ententvest.com/

San Francisco, Us

STARTUP/COMPLIANCE CONSULTINGProxy CEO - The we quit our jobs, so you don’t have to consulting network consists of a group of successful Founders, CXOs and Subject Matter Experts that help part-time entrepreneurs execute on their startup dreams. It’s’ core services include: (1) Ideation/Go to Market, (2) B2B/Business Development, and (3) Fundraising.

Austin, Tx, Us

Startup Accelerator Program

Coordinated with the Chief Compliance Officer on projects such as: updating investment management agreements; editing the compliance program manual; renewing vendor contracts; reviewing the Form ADV Part II, and conducting AML checks using FINRA OFAC system. Managed the firms' compliance reporting process; investment strategy guidelines; hedge fund subscription/redemption reporting, and due diligence questionnaires in adherence with reporting requirements. Duties also included researching related compliance news and updating client information using Satuit CRM program. All of the above tasks required frequent interaction between portfolio management, client services/marketing, and operations teams. Reviewed marketing/sales material and RFP’s for the firm’s client services team. Analytic Investors, LLC has approximately $7.2 billion AUM, using long/short, market neutral, and defensive equity strategies.

Austin, Tx, Us

Maintained a post-trade compliance proprietary system which placed controls on all portfolio allocations, security holdings, and trades based on Bloomberg data. The compliance application was setup to comply with the rules stated in the Advisor Act of 1940, Securities Act of 1933, Securities Exchange Act of 1934, investment committee, firm policies, and client guidelines.Inspected daily compliance reports on all portfolios and securities that crossed a specified threshold due to a trade issue and/or corporate action(s). In addition, portfolio holding reports were also generated for 13F/13G filings initiated by the team. Researched problems with various departments to verify that trade issue(s) and/or corporate action(s) were accurately reflected in the firms’ OMS. Communicated (by email) those discrepancies with the trading group and with other compliance team members. Dimensional has approximately $120 billion AUM in equity and fixed income based strategies.

Assisted a group of three managing partners advisors with day-to-day back office operations of the firm, which included responding to client requests on account performance; compliance; billing; processing fixed-income trades; cash flow requests, and new account paperwork. Monitored confirm statements for erroneous trade prices in an effort to maintain post-trade compliance. Notified the senior staff of errors or researched those issues directly with the brokers for a prompt resolution. The Changing Parameters fund (CPMPX) follows a tactical asset allocation model. Helped staff to make backup office procedures, trade logs, deposit logs, account transaction manuals, and gather email records for SEC/broker-dealer audits. These procedures were completed in an effort to update the firms’ business continuity program.Performed month-end data entry of client account data in the firms’ 4D database. Also, assisted the accountant with quarterly invoicing and with mailing of statements.

Coursera, Online Learning, Courses - Social Entrepreneurship, Predictive Analytics, Growth Strategies, Fintech Foundations

Coursera, No Degree, Online Financial Regulation In Emerging Markets And The Rise Of Fintech Companies

Ba, Political Science