Fin Compliance

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COMPLIANCE SUPPORT/APP FIN Compliance provides compliance, consulting, and technology services. We empower financial service firms, funds, compliance consultants, and trainers to incorporate more compliance, training, and audit preparation to the Cloud. As an established consulting practice, we have transitioned into an early stage RegTech firm providing Compliance and Training Systems to financial service firms and their outsourced providers - that include investment advisors, private funds, consultants, auditors, and other service providers. ** We provide outsourced compliance and business solutions designed to help boutique investment firms to review, audit, store, disclose, and delegate procedures. Website: https://FINcompliance.io Over 200 SEC & State registered firms served including: investment advisors, financial planners, insurance agents, private funds, and broker dealers (since 2012). PRODUCTS: COMPLIANCE APP – For consultants, staff, vendors and RIA clients to manage activities DISCLOSURE APP – For staff, clients, or vendors their clients to view documents

Company Details

Employees
3
Founded
-
Address
2950 Buskirk Avenue,
Phone
650-305-2688
Email
co****@****ance.io
Industry
Financial Services
NAICS
Finance and Insurance
Monetary Authorities-Central Bank
HQ
Walnut Creek, CA
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