FIN Compliance
Company

FIN Compliance

Financial Services 2950 Buskirk Avenue 3 employees
Employees
3
Contacts
1
Emails
1

FIN Compliance Overview

Headquarters
2950 Buskirk Avenue
Phone Number
Available in AeroLeads
Industry
Financial Services
Employees
3
Founded
2011
Company Email
Available in AeroLeads
NAICS
Finance and Insurance
Monetary Authorities-Central Bank

About FIN Compliance

COMPLIANCE SUPPORT/APP FIN Compliance provides compliance, consulting, and technology services. We empower financial service firms, funds, compliance consultants, and trainers to incorporate more compliance, training, and audit preparation to the Cloud. As an established consulting practice, we have transitioned into an early stage RegTech firm providing Compliance and Training Systems to financial service firms and their outsourced providers - that include investment advisors, private funds, consultants, auditors, and other service providers. ** We provide outsourced compliance and business solutions designed to help boutique investment firms to review, audit, store, disclose, and delegate procedures. Website: https://FINcompliance.io Over 200 SEC & State registered firms served including: investment advisors, financial planners, insurance agents, private funds, and broker dealers (since 2012). PRODUCTS: COMPLIANCE APP – For consultants, staff, vendors and RIA clients to manage activities DISCLOSURE APP – For staff, clients, or vendors their clients to view documents

FIN Compliance Contact Details

People in AeroLeads
3
With contact data
1
Email contacts
1
33.3% coverage

FIN Compliance Org Chart

Sample employees and titles
Name Title Contact
Cory Roberson Founder - CEO @ Fingroup.io - Fixing
Email
Jacklyn Hart (Simon) Investment Operations - Nurturing
View
Larry Shumbres Founder and CEO @ Archive Intel - A.i
View

Employees by Management Level

Executive 2 profiles
Individual contributor 2 profiles

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