FIN Compliance
Financial Services
2950 Buskirk Avenue
3 employees
- Employees
- 3
- Contacts
- 1
- Emails
- 1
FIN Compliance Overview
- Headquarters
- 2950 Buskirk Avenue
- Phone Number
- Available in AeroLeads
- Website
- fincompliance.io
- Industry
- Financial Services
- Employees
- 3
- Founded
- 2011
- Company Email
- Available in AeroLeads
- NAICS
-
Finance and InsuranceMonetary Authorities-Central Bank
About FIN Compliance
COMPLIANCE SUPPORT/APP FIN Compliance provides compliance, consulting, and technology services. We empower financial service firms, funds, compliance consultants, and trainers to incorporate more compliance, training, and audit preparation to the Cloud. As an established consulting practice, we have transitioned into an early stage RegTech firm providing Compliance and Training Systems to financial service firms and their outsourced providers - that include investment advisors, private funds, consultants, auditors, and other service providers. ** We provide outsourced compliance and business solutions designed to help boutique investment firms to review, audit, store, disclose, and delegate procedures. Website: https://FINcompliance.io Over 200 SEC & State registered firms served including: investment advisors, financial planners, insurance agents, private funds, and broker dealers (since 2012). PRODUCTS: COMPLIANCE APP – For consultants, staff, vendors and RIA clients to manage activities DISCLOSURE APP – For staff, clients, or vendors their clients to view documents
FIN Compliance Contact Details
- People in AeroLeads
- 3
- With contact data
- 1
- Email contacts
- 1
- 33.3% coverage
FIN Compliance Org Chart
Sample employees and titles| Name | Title | Location | Contact |
|---|---|---|---|
| Cory Roberson | Founder - CEO @ Fingroup.io - Fixing | Walnut Creek, California, United States |
Email
|
| Jacklyn Hart (Simon) | Investment Operations - Nurturing | New York City Metropolitan Area, United States |
View
|
| Larry Shumbres | Founder and CEO @ Archive Intel - A.i |
View
|
Employees by Management Level
Executive
2 profiles
Individual contributor
2 profiles
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