COMPLIANCE SUPPORT/APP
FIN Compliance provides compliance, consulting, and technology services. We empower financial service firms, funds, compliance consultants, and trainers to incorporate more compliance, training, and audit preparation to the Cloud.
As an established consulting practice, we have transitioned into an early stage RegTech firm providing Compliance and Training Systems to financial service firms and their outsourced providers - that include investment advisors, private funds, consultants, auditors, and other service providers.
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We provide outsourced compliance and business solutions designed to help boutique investment firms to review, audit, store, disclose, and delegate procedures. Website: https://FINcompliance.io
Over 200 SEC & State registered firms served including: investment advisors, financial planners, insurance agents, private funds, and broker dealers (since 2012).
PRODUCTS:
COMPLIANCE APP –
For consultants, staff, vendors and RIA clients to manage activities
DISCLOSURE APP –
For staff, clients, or vendors their clients to view documents
Company Details
- Employees
- 3
- Founded
- -
- Address
- 2950 Buskirk Avenue,
- Phone
- 650-305-2688
- co****@****ance.io
- Industry
- Financial Services
- NAICS
-
Finance and InsuranceMonetary Authorities-Central Bank
- Website
- fincompliance.io
- HQ
- Walnut Creek, CA
Fin Compliance Questions
Fin Compliance's helpline number is 650-305-2688
Fin Compliance's website is fincompliance.io
Fin Compliance's LinkedIn profile is https://www.linkedin.com/company/fincompliance
Fin Compliance has
3 employees.
View email and phone details for 3
employees at Fin Compliance.
Fin Compliance's industry is
Financial Services
Fin Compliance's top competitors are
Joot,
Knight's Shield Compliance Consulting, Llc,
Fin Capital,
Fin Portals,
Frontline Compliance,
Fin Partners,
Fin Sales,
Ria Compliance Concepts,
Complect,
Ria Compliance Technology.
Fin Compliance's support email address is cory@fincompliance.io
Fin Compliance's categories are Financial Services
Fin Compliance's founding year is 2011
