David Swift Email & Phone Number

I am an inquisitive and analytical thinker who excels in environments where I can leverage my extensive financial experience, continuous learning, and diverse skill set.With a proven track record, my focus has centered on elevating the transfer agent and intermediary/service provider operations through enhanced transaction processing and meticulous audit report evaluations.Career Aspirations:- I would like to work in an industry I am passionate about, where I can apply my skills and make a meaningful impact and difference.- Pursuing continuous learning and skill development opportunities.- leverage my strong attention to detail, analytical thinking, and expertise in black box testing and testing methodologies to cultivate transferable skills that contribute to innovative solutions and enhance product quality in my future career.I currently work within multiple departments, giving me the opportunity to engage in a broad range of responsibilities and tasks.Intermediary/Service Provider Insight Team- Review various control documents for Intermediaries to create a gap analysis against the ICI FICCA framework.- Review approximately 120 control documents a year.- Total yearly average page count is 5,300, which is across all reviewed documents.- Facilitate and execute the creation of all control frameworks for the Service Provider product.- Approximately 130 frameworks are established each year.- The frameworks can cover multiple Service Areas and Controls specific to a particular firm.- Technical knowledge/Detailed and Deadline Oriented.Transfer Agent Insight Team- Quality assessment of transaction processing accuracy, timeliness, and compliance.- Average yearly transactions reviewed totals 2,250. - Criteria uses fund guidelines and compliance with IRA and SEC regulations.- Technical knowledge/Detailed and Deadline Oriented.- Process improvement documentation

Listed skills include Awd, Ta2000, Microsoft Excel, Microsoft Word, and 17 others.