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FINANCIAL SERVICES AUDIT LEADER | INTERNAL AUDITA forward-looking audit executive with a business approach to internal auditing and risk management. Committed to the development of efficient and effective internal and external audit processes. Innovative, results-driven team focus on building collaborative relationships with regulators and business partners. In-depth knowledge of industry best practices and a proven track record of added value to executive management and the board.
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Svp / Audit DirectorFederal Home Loan Bank Of Chicago 2005 - Apr 2021Chicago, Illinois 60601Provided guidance to assist executive management and Audit Committee directors in governance and oversight of one of the largest, most sophisticated wholesale suppliers of liquidity solutions, asset-liability management, mortgage finance and correspondent services in the system. Developed and led effective integrated audit teams across products and business. Adopted agile auditing to promote a more collaborative and iterative approach to planning, scoping, and delivery. Passionate about the upskilling and use of data analytics and evolving technology such as Robotic Process Automation (RPA) and Artificial Intelligence (AI). Reported to General Auditor. Consistently evaluated as a high performer.• Restructured a sub-optimal internal audit group into a highly respected team of professionals employing best in class practices. Spearheaded transition from a compliance-based internal audit function to a risk-based audit approach.• Developed and directed audit strategy, unifying multiple enterprise risk assessments into a cohesive internal audit plan.• Adopted an aligned assurance model leveraging self-assessment and continuous monitoring to increase audit efficiency. • Developed and instituted the department’s analytic framework.• Collaborated with sister banks to implement a shared services concept to leverage subject matter expertise across the system.• Committed to development of Internal Audit personnel and as a talent source for the organization.• Consulted with executive management to identify significant risks and key controls over financial reporting and operations; established a center of excellence (COE) in risk management and business control optimization.• Managed model validation program, including organizing and coordinating continuous benchmarking across multiple Federal Home Loan Banks.• Designed and led initiative that resulted in a new loan product to promote small business lending in the communities the bank serves. -
Vice President/General AuditorSoutheast Corporate Federal Credit Union 2004 - 2005Tallahassee, Florida, United States -
Vice President/General AuditorBluebonnet Savings Bank Fsb 1992 - 2003Dallas, Texas, United States
Dan Baxa Skills
Dan Baxa Education Details
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Accounting
Frequently Asked Questions about Dan Baxa
What is Dan Baxa's role at the current company?
Dan Baxa's current role is SVP / Audit Director at Federal Home Loan Bank of Chicago.
What is Dan Baxa's email address?
Dan Baxa's email address is db****@****lbc.com
What is Dan Baxa's direct phone number?
Dan Baxa's direct phone number is (312)-565*****
What schools did Dan Baxa attend?
Dan Baxa attended Arizona State University.
What skills is Dan Baxa known for?
Dan Baxa has skills like Audit, Training, Internal Audit.
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