Compliance And Operational Risk Manager
CurrentCompliance and Risk Officer covering Merrill and Private Bank trading and settlement operations
Sep 2022 - Present
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Dan Cone Email & Phone Number
Compliance and Operational Risk Manager
at
Merrill Lynch
1 work email found
@ml.com
LinkedIn matched
✓ Verified July 2026
4 data sources
Profile completeness 100%
Current company
Role
Compliance and Operational Risk Manager
Location
Jacksonville, Florida, United States
Company size
Who is Dan Cone? Overview
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Quick answer
Dan Cone is listed as Compliance and Operational Risk Manager at Merrill Lynch, a with 45157 employees, based in Jacksonville, Florida, United States. AeroLeads shows a work email signal at ml.com and a matched LinkedIn profile for Dan Cone.
Dan Cone previously worked as Tax Operations - Group Operations Manager at Merrill Lynch and Cost Basis - Vice President at Merrill Lynch. Dan Cone holds Bachelor Of Arts (B.A.), American History And Music Performance from Emory University.
Company email context
Email format at Merrill Lynch
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{first}.{last}@ml.com
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Profile bio
About Dan Cone
Experienced operations professional adept at increasing work process efficiency and creating a strong control culture that mitigates risk. Demonstrated success leading and developing strong talent and cultivating relationships with internal and external partners. Driven to deliver exceptional and sustainable results.
Listed skills include Securities and Management.
Current workplace
Dan Cone's current company
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Merrill Lynch
7 roles
Dan Cone work experience
A career timeline built from the work history available for this profile.
Tax Operations - Group Operations Manager
Responsible for leading risk oversight, quality assurance, data aggregation and reconciliation for Wealth Management Tax Operations.
Mar 2021 - Sep 2022
Cost Basis - Vice President
Led an experienced group of tax experts providing support and maintenance of cost basis records.
Nov 2020 - Mar 2021
Error Control - Vice President
Led a diverse cross-site team located in Jacksonville, FL, Hopewell, NJ and Dublin, Ireland that resolved trade errors for all securities offered by Merrill.
Sep 2017 - Nov 2020
Error Control - Operations Team Manager
Supervised trade corrections and error resolutions, ensuring all processes complied with the Volcker Rule and FINRA guidelines.
Sep 2015 - Sep 2017
Global Trading - Senior Operations Analyst
Led a small team supporting Mutual Fund trading for Merrill, mitigating market risks and driving straight-through processing initiatives.
Jul 2013 - Sep 2015
Global Trading - Operations Representative
Provided trading service and support for Money Market and Mutual Fund products offered by Merrill Lynch and Private Bank.
Apr 2012 - Jul 2013
Team & coworkers
Colleagues at Merrill Lynch
Other employees you can reach at ml.com. View company contacts for 45157 employees →
GP
Galina Pritsker
Colleague at Merrill LynchBrooklyn, New York, United States
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JS
Jobeth Souza
Colleague at Merrill LynchWinston-Salem, North Carolina, United States
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BE
Bethany Ehlers
Colleague at Merrill LynchAtlanta, Georgia, United States
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SD
Stefan Duval
Colleague at Merrill LynchGreater Chicago Area, United States
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WD
William De Cardenas, Cpfa™
Colleague at Merrill LynchAlpharetta, Georgia, United States
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CB
Charles Belluardo, Cfp®, Cpfa®
Colleague at Merrill LynchRed Bank, New Jersey, United States
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EK
Eric Kent
Colleague at Merrill LynchHightstown, New Jersey, United States
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RB
Reina Barry
Colleague at Merrill LynchAshburn, Virginia, United States
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AM
Alla Meretskaya
Colleague at Merrill LynchCliffside Park, New Jersey, United States
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NS
Nathalie Santos
Colleague at Merrill LynchGlastonbury, Connecticut, United States
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Galina Pritsker
Colleague at Merrill LynchBrooklyn, New York, United States
View →
JS
Jobeth Souza
Colleague at Merrill LynchWinston-Salem, North Carolina, United States
View →
BE
Bethany Ehlers
Colleague at Merrill LynchAtlanta, Georgia, United States
View →
SD
Stefan Duval
Colleague at Merrill LynchGreater Chicago Area, United States
View →
WD
William De Cardenas, Cpfa™
Colleague at Merrill LynchAlpharetta, Georgia, United States
View →
CB
Charles Belluardo, Cfp®, Cpfa®
Colleague at Merrill LynchRed Bank, New Jersey, United States
View →
EK
Eric Kent
Colleague at Merrill LynchHightstown, New Jersey, United States
View →
RB
Reina Barry
Colleague at Merrill LynchAshburn, Virginia, United States
View →
AM
Alla Meretskaya
Colleague at Merrill LynchCliffside Park, New Jersey, United States
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NS
Nathalie Santos
Colleague at Merrill LynchGlastonbury, Connecticut, United States
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1 education record
Dan Cone education
FAQ
Frequently asked questions about Dan Cone
Quick answers generated from the profile data available on this page.
What company does Dan Cone work for?
Dan Cone works for Merrill Lynch.
What is Dan Cone's role at Merrill Lynch?
Dan Cone is listed as Compliance and Operational Risk Manager at Merrill Lynch.
What is Dan Cone's email address?
AeroLeads has found 1 work email signal at @ml.com for Dan Cone at Merrill Lynch.
Where is Dan Cone based?
Dan Cone is based in Jacksonville, Florida, United States while working with Merrill Lynch.
What companies has Dan Cone worked for?
Dan Cone has worked for Merrill Lynch.
Who are Dan Cone's colleagues at Merrill Lynch?
Dan Cone's colleagues at Merrill Lynch include Galina Pritsker, Jobeth Souza, Bethany Ehlers, Stefan Duval, and William De Cardenas, Cpfa™.
How can I contact Dan Cone?
You can use AeroLeads to view verified contact signals for Dan Cone at Merrill Lynch, including work email, phone, and LinkedIn data when available.
What schools did Dan Cone attend?
Dan Cone holds Bachelor Of Arts (B.A.), American History And Music Performance from Emory University.
What skills is Dan Cone known for?
Dan Cone is listed with skills including Securities and Management.
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