Dan Engstrom Email & Phone Number

Centennial, Colorado, United States

• Internal business consulting for bank loan / private credit, ETF, and Separately Managed Account operations focused on process improvement, risk management, system and process integration, financial forecasting, and budgeting.• Completed loan trade settlement service provider implementation to complement in-house team budgeted at $2 million per year for 50% of LSTA and LMA loan trade volumes. Ran initiative start (introduction, contracts, tech reviews,…) to finish (go live in 11-months)

Greater Denver Area

Provided leadership, planning, and expertise in Oppenheimer’s investment and trading operating model, to ensure business and technology stakeholders were positioned to successfully complete the transition within the goals of the program.• Delivered business and technical expertise, consultation, and validation for a 4-month accelerated transition of $250 billion of OppenheimerFunds, Inc. mutual fund, institutional and separate account assets from an outsourced to an in-house middle-office platform.

Greater New York City Area

Built, developed, and enhanced teams in all locations to ensure seamless and efficient support, coordination and communication to our front office clients and technology stakeholders. (Trade Operations, Data Management, Brokerage and Research Services, Proxy Administration)• Provided business and technical leadership in investment operations, middle and back-office, data, and system development management for a $250 billion asset management firm comprised of 90% retail mutual funds and 10% institutional and separate accounts.

Greater Denver Area

• Provided system develop and support leadership for custom and vendor products for middle-office, back-office and corporate finance divisions.• Collaborated with department heads to develop custom capabilities (Java, C#, PowerBuilder, Informatica,..) around vendor packages (SunGard Invest One, Oracle Financials, Omgeo, Eze Castle) to deliver optimized functionality to my business clients.• Lead the design, integration, and implemented of multiple top tier vendor and proprietary systems that optimized scalability, reduced risk, and ensured operational consistency. Collaborated with key business and technology leadership to ensure the right solutions were being delivered across the stakeholder base.o Major automation successes were realized in portfolio and general ledger accounting, trade processing, trade settlements, portfolio management, reconciliation’s, commission reporting, SEC compliance, fund expense analysis, and profitability analysis.• Prepared annual technology roadmaps and budget for division heads. Strategies included reliability, scalability, and industry standardization with ISITC. Worked extensively with our portfolio teams and custodian banks to ensure solutions met the requirements and needs of many stakeholders.• Directly responsible for five managers of application development, quality assurance, and software support teams. Managed a multi-million annual technology budget supporting Finance and Fund Accounting

Master Of Business Administration (M.B.A.)

Bachelor Of Science, Finance / Accounting