Dan Madsen Email & Phone Number

London, Gb

London, United Kingdom

• As at end Q4 2020, SFIM had Assets Under Management (AUM) of £13.7bn/$18.7bn.• CF30 registered approved person (FCA Reference number DBM01063).• Primary responsibility for a multi-asset Trading Desk, executing orders across the entire SFIM client base and managed funds, across all asset classes – Equities, ETFs, Investment Trusts, Bonds, Corporate Bonds, Unit Trusts, Funds, FX, Derivatives.• Execute orders through SFIM’s Broker network, including using EMSX, DMA, RFQE, ALLQ, TSOX, DMO auctions, MarketAxess, AllFunds, Calastone, FIX, Telephone dealing, IB messaging etc.• Ongoing review of SFIM’s approved counterparty list; establishing and maintaining relationships with Brokers, Fund Managers, Transfer Agents, Third Party Administrators and Custodians. Negotiating and agreeing commission rates and service level agreements.• Co-ordination of the investment implementation process, to ensure model portfolio decisions are accurately effected across the portfolios providing operational, technical and dealing expertise.• Provide MI as required by the Risk & Controls Committee and senior management, and develop new MI to demonstrate performance of the team vs. responsibilities.• Line manager to the Dealing Team Officers, mentoring, sharing experience, completing appraisals and setting objectives.• During the calendar year 2020, my desk handled 12,000 parent trades with a total settlement consideration in excess of £10bn (this figure excludes FX’s and derivatives).• During COVID-19 lockdown, SFIM completed the acquisition of Cavendish Asset Management. I have successfully integrated the trading activity of a further £1bn worth of assets through the London desk.• Worked as a key member of the project Fusion team, implementing a new Order Management System across the Stonehage Fleming Group. The Advent suite from SS&C was installed, along with OMGEO CTM during lockdown. The Trading Desk now uses Advent Moxy as its primary order handling application.

London, United Kingdom

• Assisting the six Fund Managers with day-to-day duties.• Cash management – monitoring and clearing forecast and actual overdrafts.• Compiling bulk trades and general portfolio modelling.• Trade and FX execution with custodians and brokers.• Liaising with custody and FF&P Client Support on trades/orders.• Maintaining client information.• Assisting with presentation preparation, meeting packs and progress reports.• Processing client cash requests.• General client communication and answering client queries/ acting on client instructions.

London, United Kingdom

• Day-to-day administration of client portfolios.• Setting up and maintaining client accounts on the various internal systems.• Reconciliations.• Settlements.• Ownership of the production and distribution of Client Reporting Packs to all FF&P clients.• Monitoring and maintenance of accurate price and yield data on internal systems.• Production of indices data for all FF&P publications/marketing/presentations.

Lombard Street, London Ec3V 9Ah

• Establish, develop and maintain good relationships with the firm’s clients. Working in a small team of six. • First point of contact at UBS GAM for over 60 institutional clients.• Support the Fund managers, administrators and consultants in any way necessary.• Instructing unit trust, life fund, OEIC and FX deals, supervising cash flows, reconciling external custody clients (stocks and cash), and monitoring daily trading on client accounts, and formulating periodic data and stats for external clients.• The role required strong client service focus, excellent organisation, flexibility, the ability to work to tight deadlines and the use of my initiative at all times.

London, United Kingdom

• My university degree was a “sandwich course” which involved an optional year of work. • I applied for several positions within the industry and secured three job offers, and elected to join UBS Global Asset Management (then Phillips & Drew). • Core responsibility of formulating 16 daily cash flows for the fund managers within the organisation. • Analysis of the previous days' trading and the bank accounts of each fund under management. • Producing weekly bank and accounts payable reconciliation, various statistical returns, invoice payments for the Triton Property Fund. • Passed the IAQ (Investment Administration Qualification) ‘Introduction to Securities & Investment’ exam.

Bachelor'S Degree, Bsc (Honours) Degree Management Sciences

Activities and Societies: Loughborough Olympic Swimming Squad; Rutherford Hall; Tower Rangers F.C.

A Levels, Business Studies (A), Physical Education (B), History (C), General Studies (C).

Activities and Societies: Colchester Sixth Form College Elite Swimming Squad 96-98

High School, Gcse'S, 10 Gcse’S (All At A* To C Grades)

Activities and Societies: Swimming 1st Team; Basketball 1st Team; Football - 1st XI