Daniel Callaway

Daniel Callaway Email and Phone Number

Chief Compliance Officer & General Counsel at Sustainable Growth Advisers, LP @ Sustainable Growth Advisers, LP
stamford, connecticut, united states
Daniel Callaway's Location
New York, New York, United States, United States
Daniel Callaway's Contact Details
About Daniel Callaway

Daniel Callaway is a Chief Compliance Officer & General Counsel at Sustainable Growth Advisers, LP at Sustainable Growth Advisers, LP. He possess expertise in securities, securities regulation, private equity, due diligence, hedge funds and 5 more skills. Colleagues describe him as "In my 2+ years working closely with Daniel Callaway I found him to be highly professional, personable and extremely knowledgeable about SEC, RIA and BD regulatory, legal and compliance matters. During my time working with Daniel Callaway he created strong partnerships/working relationships with the firm’s senior management, business unit directors, branch managers and company personnel at all levels. My department worked closely with Daniel Callaway and his compliance team on many projects including implementation of new compliance systems that significantly enhanced firm’s AML and compliance monitoring and reviews. "

Daniel Callaway's Current Company Details
Sustainable Growth Advisers, LP

Sustainable Growth Advisers, Lp

View
Chief Compliance Officer & General Counsel at Sustainable Growth Advisers, LP
stamford, connecticut, united states
Website:
sgadvisers.com
Employees:
32
Daniel Callaway Work Experience Details
  • Sustainable Growth Advisers, Lp
    Chief Compliance Officer & General Counsel
    Sustainable Growth Advisers, Lp Nov 2015 - Present
    Stamford, Ct
    Head of Legal, Regulatory Affairs and Compliance for Sustainable Growth Advisers, LP, a Stamford Connecticut based SEC Registered Investment Adviser
    View
  • Gilford Securities Incorporated
    General Counsel, Chief Compliance Officer & Chief Aml Officer
    Gilford Securities Incorporated Jul 2013 - Sep 2015
    New York, Ny
    General Counsel, Head of Regulatory Compliance and Anti-Money Laundering Compliance for Gilford Securities Incorporated (Finra Member Firm) and Gilford Financial Corporation (SEC Registered Investment Adviser). Legal & Compliance responsibility of firm's seven regional branch offices, and business lines including Investment Banking, Research, Insurance, Municipal Bonds, Equities, Fixed Income and Options.
    View
  • The Goldstein Law Group, P.C.
    Partner - 2004-2013
    The Goldstein Law Group, P.C. 1997 - Jun 2013
    61 Broadway, Suite 1915, New York, Ny 10006
    Wall Street area securities law firm advising financial services clients (including broker-dealers, registered investment advisers and private investment funds) on wide range of SEC, FINRA and NYSE regulatory and compliance matters. Provide legal advice and representation to clients with respect to matters involving Investment Advisers Act of 1940, Securities and Exchange Act of 1934, FINRA, MSRB and NYSE rules and regulations. Represent clients in SEC, FINRA and NYSE inquiries, investigations and enforcement proceedings. Partner with clients to design, establish and implement compliance procedures tailored to their specific business and operational needs.
  • Dupont
    Financial Management
    Dupont 1990 - 1994
    Financial Analyst - DuPont Italian S.p.A. - Cologno Monzese, ItalySenior Financial Analyst - DuPont U.K. - Stevenage, EnglandEuropean Treasury Analyst - Conoco U.K. Limited - London, England
    View

Daniel Callaway Skills

Securities Securities Regulation Private Equity Due Diligence Hedge Funds Arbitration Litigation International Business Law Corporates Buy Sell

Daniel Callaway Education Details

Frequently Asked Questions about Daniel Callaway

What company does Daniel Callaway work for?

Daniel Callaway works for Sustainable Growth Advisers, Lp

What is Daniel Callaway's role at the current company?

Daniel Callaway's current role is Chief Compliance Officer & General Counsel at Sustainable Growth Advisers, LP.

What is Daniel Callaway's email address?

Daniel Callaway's email address is dc****@****uth.net

What is Daniel Callaway's direct phone number?

Daniel Callaway's direct phone number is +191733*****

What schools did Daniel Callaway attend?

Daniel Callaway attended New England Law, Boston College.

What skills is Daniel Callaway known for?

Daniel Callaway has skills like Securities, Securities Regulation, Private Equity, Due Diligence, Hedge Funds, Arbitration, Litigation, International Business Law, Corporates, Buy Sell.

Who are Daniel Callaway's colleagues?

Daniel Callaway's colleagues are Robert Rohn, George Fraise, Barbara Fletcher, Joseph Wahba, Matthew Maloney, Courtney Owens Davidson, Jonathan Shaham, Cfa.

Not the Daniel Callaway you were looking for?

View similar profiles

Free Chrome Extension

Find emails, phones & company data instantly

Find verified emails from LinkedIn profiles
Get direct phone numbers & mobile contacts
Access company data & employee information
Works directly on LinkedIn - no copy/paste needed
Get Chrome Extension - Free

Aero Online

Your AI prospecting assistant

Download 750 million emails and 100 million phone numbers

Access emails and phone numbers of over 750 million business users. Instantly download verified profiles using 20+ filters, including location, job title, company, function, and industry.