Daniel Carroll Email and Phone Number
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I have extensive experience in the financial service industry.My past experience includes SEC registered financial advisor with Edward Jones - a national broker dealer, responsibilities included client acquisition, managing client assets, financial advice on retirement, college and personal savings. In addition to Edward Jones, I was the Director of Compliance for Integrated Compliance Solutions (ICS) - a national compliance consulting firm, where I was responsible for directing the development of compliance programs for multiple registered investment advisor firms. Prior to ICS, I was the Vice President of Risk Management for Institutional Capital (ICAP) - an institutional investment firm that managed long only value funds. My responsibilities included developing an internal risk program to enhance the internal controls of the firm.Before ICAP, I was Senior Vice President, Director of Compliance for Deerfield Capital Management (DCM) - a multi-strategy hedge fund manager that managed CDOs, CLOs, Swaps and other fixed-income products. During my 15 years at DCM, I was responsible for developing the accounting, internal audit and compliance departments,I hold multiple security licenses and I have an accounting degree from the University of New York - Queens College.My personal interests include lacrosse, having played on two national championship teams and currently serving as a certified State and NCAA lacrosse referee. My other interests include family, tennis and travel.
Stride Financial
View- Website:
- stridefinancialadvisors.com
- Employees:
- 6
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Client Servicing AdvisorStride Financial Feb 2023 - PresentChicago, Illinois, United States -
Financial AdvisorEdward Jones Aug 2018 - Jan 2023Park Ridge, Illinois, United States
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Director, Compliance ServicesIntegrated Compliance Solutions Group, Llc Apr 2017 - Sep 2018Greater Chicago Area
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Vice President, Manager Of Opertional RiskInstitutional Capital Llc Aug 2010 - Mar 2017353 North Clark Street, Suite 3500, Chicago, Il 60654 -
Compliance ManagerMagnetar Capital 2008 - 2010Evanston, Il -
Senior Vice President - Director Of ComplianceDeerfield Capital Management 2003 - 2008Rosemont, Il -
Vice President, Director Of Internal AuditDeerfield Capital Management 2000 - 2003Rosemont, Il -
Financial ControllerDeerfield Capital Management Jun 1994 - Jan 2000
Daniel Carroll Skills
Frequently Asked Questions about Daniel Carroll
What company does Daniel Carroll work for?
Daniel Carroll works for Stride Financial
What is Daniel Carroll's role at the current company?
Daniel Carroll's current role is Goals Based Financial Strategies, Trusted Financial Advice.
What is Daniel Carroll's email address?
Daniel Carroll's email address is da****@****nes.com
What is Daniel Carroll's direct phone number?
Daniel Carroll's direct phone number is +177320*****
What are some of Daniel Carroll's interests?
Daniel Carroll has interest in Casinos, Cooking, Exercise, Investing, Traveling, Outdoors, Electronics, Home Improvement, Reading, Sports.
What skills is Daniel Carroll known for?
Daniel Carroll has skills like Accounting, Risk Management, Internal Controls, Internal Audit, Mutual Funds, Management, Equities, Fixed Income, Derivatives, Disaster Recovery, Sarbanes Oxley, Bonds.
Who are Daniel Carroll's colleagues?
Daniel Carroll's colleagues are John Tucker Murray, Sam Mcelroy, Aidan Herrick, Teena Mcclelland, Eric Francque.
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