Daniel Carroll

Daniel Carroll Email and Phone Number

Goals Based Financial Strategies, Trusted Financial Advice @ STRIDE Financial
chicago, illinois, united states
Daniel Carroll's Location
Greater Chicago Area, United States
Daniel Carroll's Contact Details
About Daniel Carroll

I have extensive experience in the financial service industry.My past experience includes SEC registered financial advisor with Edward Jones - a national broker dealer, responsibilities included client acquisition, managing client assets, financial advice on retirement, college and personal savings. In addition to Edward Jones, I was the Director of Compliance for Integrated Compliance Solutions (ICS) - a national compliance consulting firm, where I was responsible for directing the development of compliance programs for multiple registered investment advisor firms. Prior to ICS, I was the Vice President of Risk Management for Institutional Capital (ICAP) - an institutional investment firm that managed long only value funds. My responsibilities included developing an internal risk program to enhance the internal controls of the firm.Before ICAP, I was Senior Vice President, Director of Compliance for Deerfield Capital Management (DCM) - a multi-strategy hedge fund manager that managed CDOs, CLOs, Swaps and other fixed-income products. During my 15 years at DCM, I was responsible for developing the accounting, internal audit and compliance departments,I hold multiple security licenses and I have an accounting degree from the University of New York - Queens College.My personal interests include lacrosse, having played on two national championship teams and currently serving as a certified State and NCAA lacrosse referee. My other interests include family, tennis and travel.

Daniel Carroll's Current Company Details
STRIDE Financial

Stride Financial

View
Goals Based Financial Strategies, Trusted Financial Advice
chicago, illinois, united states
Employees:
6
Daniel Carroll Work Experience Details
  • Stride Financial
    Client Servicing Advisor
    Stride Financial Feb 2023 - Present
    Chicago, Illinois, United States
  • Edward Jones
    Financial Advisor
    Edward Jones Aug 2018 - Jan 2023
    Park Ridge, Illinois, United States
  • Integrated Compliance Solutions Group, Llc
    Director, Compliance Services
    Integrated Compliance Solutions Group, Llc Apr 2017 - Sep 2018
    Greater Chicago Area
  • Institutional Capital Llc
    Vice President, Manager Of Opertional Risk
    Institutional Capital Llc Aug 2010 - Mar 2017
    353 North Clark Street, Suite 3500, Chicago, Il 60654
  • Magnetar Capital
    Compliance Manager
    Magnetar Capital 2008 - 2010
    Evanston, Il
  • Deerfield Capital Management
    Senior Vice President - Director Of Compliance
    Deerfield Capital Management 2003 - 2008
    Rosemont, Il
  • Deerfield Capital Management
    Vice President, Director Of Internal Audit
    Deerfield Capital Management 2000 - 2003
    Rosemont, Il
  • Deerfield Capital Management
    Financial Controller
    Deerfield Capital Management Jun 1994 - Jan 2000

Daniel Carroll Skills

Accounting Risk Management Internal Controls Internal Audit Mutual Funds Management Equities Fixed Income Derivatives Disaster Recovery Sarbanes Oxley Bonds Account Reconciliation Asset Management Financial Risk Trading Sarbanes Oxley Act Hedge Funds

Frequently Asked Questions about Daniel Carroll

What company does Daniel Carroll work for?

Daniel Carroll works for Stride Financial

What is Daniel Carroll's role at the current company?

Daniel Carroll's current role is Goals Based Financial Strategies, Trusted Financial Advice.

What is Daniel Carroll's email address?

Daniel Carroll's email address is da****@****nes.com

What is Daniel Carroll's direct phone number?

Daniel Carroll's direct phone number is +177320*****

What are some of Daniel Carroll's interests?

Daniel Carroll has interest in Casinos, Cooking, Exercise, Investing, Traveling, Outdoors, Electronics, Home Improvement, Reading, Sports.

What skills is Daniel Carroll known for?

Daniel Carroll has skills like Accounting, Risk Management, Internal Controls, Internal Audit, Mutual Funds, Management, Equities, Fixed Income, Derivatives, Disaster Recovery, Sarbanes Oxley, Bonds.

Who are Daniel Carroll's colleagues?

Daniel Carroll's colleagues are John Tucker Murray, Sam Mcelroy, Aidan Herrick, Teena Mcclelland, Eric Francque.

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