Daniel Gaitan Email & Phone Number

Rockwall, TX, US

Richardson, Texas, United States

Richardson, Texas, United States

• Responsibilities:
• As a member of the Financial Crimes Compliance (FCC) team, responsible for identifying, investigating, and monitoring relationships that pose a money laundering or terrorist financing risk in support of all legal and.
• Review Know Your Customer alerts of account profiles for completeness and accuracy as part of the customer validation to assess and document the risks associated with that customer.
• Identify and address items through day-to-day assignments to ensure the bank’s KYC and CIP standards have been met
• Assist in conducting AML Screenings on prospects and new/existing customers in accordance with the bank’s policies and procedures
• Analyze customer data, transactional activity, and open-source information to determine legitimacy and potential risk exposure.

Plano, Texas, United States

• Responsibilities:
• Evaluate loan application for compliance with product guidelines and address any issues related to guideline failures
• Evaluate loan application for regulatory compliance and address or solve issues like ATR/QM fails, Section J Failure, and Change in Circumstances
• Interacting with multiple departments to expedite process and/or issue resolution
• General understanding of applicable Federal, State, and Local regulations
• Effective time management skills to deliver work on time

Dallas, TX

• Responsibilities:
• Maintained relationships and open lines of communication with buyers, real estate agents, branch managers and loan processors
• Consistently rated 5 out of 5 stars from customers surveys after completing transactions
• Advised individual borrowers to ensure they acquired loan products appropriate to their individual needs, such as government loans, conforming, non-conforming loans, terms, and rate locks
• Frequently assisted clients who were relocating from out of state by their employer
• Reviewed and audited customer’s financial statements and purchase contracts to ensure they met investor’s requirements

Dallas, TX

• Responsibilities:
• Developed creative methods and approaches to generate leads
• Conducted marketing activities to promote the brand
• Solicited new mortgage loan opportunities from existing and potential customer base
• Provided guidance to borrowers on loan process and workflow

Dallas, TX

• Responsibilities:
• Conduct objective, timely, and thorough investigations into allegations of fraud; interview customers, document statements, observations, and evidentiary materials.
• Analyze evidence/documents to determine potential patterns of fraudulent activity and prepare Suspicious Activity Referrals to be reviewed by Corporate Security investigations.
• Provide high quality customer service for customers who have experienced fraud and assist with fraud prevention efforts by performing maintenance and monitoring affected accounts.
• Ability to identify various types of fraud including check fraud, unauthorized drafts and withdrawals, ACH, identity theft, account takeover, elder abuse, online banking fraud including P2P transfers, bill pay, and.
• Assist clients with securing their online credentials, bill pay, and debit cards along with closing their compromised account