Daniel Gutiérrez Email & Phone Number

United Kingdom

London, England, United Kingdom

Responsible for optimising, standardising, embedding and monitoring a control framework.• Leading the second-line compliance arrangements defining and implementing the Group Financial strategy and agenda.• Delivery of an optimised financial and IT controls framework group wide, establishing effective monitoring processes.• Governance and controls input into key transformation projects, ensuring controls are integrated into design.• Regularly report to Audit Committee and develop strong relationships with key internal and external stakeholders.

London Area, United Kingdom

Establishment of the second-line function and monitoring Financial Control framework Globally.• Established a control framework and structure to support C-suite’s decisions and drive compliance with SA and UK Codes• Responsible for elaborating, documenting and delivering the financial attestation & testing strategy globally.• Responsible for developing and enabling effective reporting on ICFR for Stakeholders and Audit Committees.• Deliver value creation through the elimination of unnecessary complexity driving accountability and effective execution.

Vitacura, Santiago Metropolitan Region, Chile

Responsible for the internal control area for the Copper Business Unit, over 4 billion dollars revenue. Staff of six members (Internal and External).• Established a redesigned internal control department to carry out a sustainable internal control program from a business/finance and information technology standpoint.• Implementing COSO framework, including a focused multi-year work plan, to enhance the efficiency and effectiveness of processes, systems and the overall control environment.• Development of a comprehensive internal control program over the system development life cycle, including pre and post implementation risk and control approach.

Responsible for assessing the Internal Control over Financial Reporting (SOX) for the Andean Region - Chile, Peru and Ecuador. Staff of 20 members (Internal and External).• Lead the oversight of the Internal Control over Financial Reporting in preparation to comply with the Sarbanes Oxley Act. (302, 404, 906), including the rationalization of the PCAOB requirements as per latest inspections.• Manage the design and testing of the Information Technology General Controls (ITGC) according to the most relevant COBIT components and communicate to the affected control owners and IT management, control deficiencies identified during the assessment.• Collaboration from a control perspective in the implementation of the shared service centres, centres of expertise, process transformations and execution of System Development Life Cycle (SDLC) related IT control assessment for pre and post system implementations.• Assist and support implementation of action plans for control deficiencies detected, improving from 44% exception rate to 2% exception rate in 2015 and 45% to 8% in 2016, managing budget of USD$1.5 million generating savings of USD$500.000. • Establish the internal control committee to provide visibility to the regional CEO/CFO/Controller/CIO of the assessments, implementation of remedial actions and monitoring status of IT/processes changes. • Evaluate deficiencies identified by internal audit, internal controls and external auditors, from a business and IT perspective, on a quarterly basis that requires executive management attention. • Implement career development plan for the team members and establish KPI’s to ensure a consistent and accurate performance.

Baltimore Y Alrededores, Maryland, Estados Unidos

Responsible for monitoring the global Internal Control over Financial Reporting Program. Staff of 7 Regional Director’s globally.• Monitored the Internal Control over Financial Reporting (ICFR) program, for business and ITGC processes, executed in 21 significant locations in Central America, Andean, Brazil, Europe, Asia and USA.• Developed an efficient Risk and Control management program for the entire company adapted to local requirements in different markets for significant processes and systems (IT).• Reporting on ICFR matters for inclusion in the Audit Committee and Company’s 10-Q and 10-K.

Responsible for internal controls in the Andean Region.• Assess the internal control over financial reporting in 7 significant locations in Chile, Peru y Ecuador. • Optimised business and system processes by implementing remediation actions to meet the company objectives, including supporting the implementation of centralised operations (Shared Service Centres).

Chile

Responsible for implementing the SOX program and improving the company processes. Staff of 3.• Established the internal control department to carry out the SOX program in Chile from a business/finance and information technology (ITGC) stand point.• Design internal control activities, maintained and updated key controls ensuring SOX documentation.• Carried out special reviews as per CEO’s and CFO’s requirements in order to ensure the company’s objectives were met.

Responsible for performing integrated audit, including PCAOB inspections. Staff of 10.• Responsible for overseeing the integrated audits in public companies in the USA from an internal control and financial reporting prospective. • Assess internal control deficiencies in aggregation to determine the severity as per PCAOB guidance (control deficiency, significant deficiency, material weakness) and propose remediation actions to address the root cause.• Cooperated and assisted the PCAOB inspection performed as per AS5 and SSAE16.

Cima, Corporate Finance, Budgets Control, Decision Make, Accounting Cost, Reporting

CIMA is the world's largest professional body of management accountants which offers the most relevant finance qualification for business.

Cyber Security, Computer And Information Systems Security/Information Assurance

Ifrs, Accounting

Posgraduate In Management Control, Management Control

Professional Degree In Accounting And Auditing. Bachelour In Accounting, Accounting And Business/Management

Coso Certificate, Internal Controls, Certification

Activities and Societies: - Understand the principles-based approach. - Identify and analyze risks. - Develop confidence in the internal.