Danielle Vogl Email & Phone Number

Philadelphia, Pa, Us

Oaks, Pa

• Responsible for developing, implementing, maintaining and monitoring policies, processes and internal controls designed to support SEI’s regulated entities AML, CIP and OFAC Programs in compliance with the laws and regulations of such jurisdiction.• Manage and conduct periodic testing and audits to ensure regulatory compliance will all Programs.• Administer upgrades, updates and testing on core technologies used to perform watch list screenings and suspicious activity, red flags and high risk account monitoring.• Design, coordinate and oversee onboarding and annual compliance training for all company employees.

Oaks, Pa

• Responsible for identifying areas of risk in current procedures and workflows in addition to the implementation of proposed controls within SEI Private Trust Company (SPTC). • Provided daily reporting, trending, and analysis of SPTC consumption of capital and credit. Recorded all cash position information for external regulatory requirements.• Supported the SPTC AML Compliance Officer with the implementation and monitoring of the SPTC AML program, policies and procedures.• Analyzed alerts and investigated customers who matched on OFAC, FinCEN 314a, PEPs, and other watch lists during account opening and maintenance processing.• Investigated transaction activities using risk-based concepts to detect behaviors and risk factors that may indicate unusual activity and potential money laundering.

United States

• Responsible for the direct supervision of all activities and personnel, ensured a high level of customer satisfaction and supported workforce in achieving personal sales and developmental goals. • Assisted Regional Operations Manager with internal audits and compliance activities in 15+ branches in effort to improve and strengthen operations.

United States

• Provided a high level of customer satisfaction, attending to the banking needs of existing and prospective customers, and exceeding personal sales goals by anticipating customers’ banking needs and providing bank products and services to fill them.• Promoted to Senior Customer Service Representative with approved lending authority of $25,000 secured and $10,000 unsecured.