Dan Margolis Email & Phone Number

New York, Ny

-Responsible for advising on all legal, regulatory, compliance, documentation and litigation matters.-Serve as General Counsel of investment management firm and two publicly traded companies with offices in NY, CT and London. -Serve on firm's Executive Committee-Supervise eight members of Legal/Compliance department as well as Internal Audit department-Firm's investment strategies have included corporate credit, MBS, ABS, global macro, litigation finance, residential and commercial loans, special situations and private equity.

New York, Ny

Partner in Corporate Investigations and White Collar Defense practice group representing companies and individuals in a variety of criminal and regulatory matters including securities fraud, health care fraud, pharmaceutical marketing fraud, antitrust, financial crimes, money laundering and OFAC violations.

Junior Partner in Securities and White Collar Litigation departments:Securities: Represented individuals and corporations in internal investigations and before the SEC and other government agencies in matters such as accounting improprieties, market timing and stock option backdating.Litigation: Member of Investigations and Criminal Litigation practice group handling wide variety of white collar criminal matters including those involving health care fraud, public corruption and securities fraud.

New York, Ny

Investigated and prosecuted a wide variety of white collar crimes including securities fraud, investment fraud, bank fraud, money laundering and tax fraud.

General commerical litigation

Jd

cum laude

Ba, Political Science With Highest Honors

Phi Beta Kappa, magna cum laude

Education record