Richard P. Slaughter Associates specializes in delivering wealth management solutions as a fiduciary to a distinctive community of wealthy families and individuals. Our clients have unique financial goals and our team of experts has the focused knowledge and experience to help them achieve success.As the lead for the financial planning and client service teams, I specialize in addressing complex situations, such as employee stock options, estate planning issues and coordinating the multiple professionals serving my clients.I help clients work through the most stressful of financial situations, leading them to a solution that is a best fit for them financially and personally.NOTE: Recommendations and Endorsements are not accepted or displayed on this profile due to industry rules and regulations for investment advisors.

Supervised team of 10 Investor Communications Representatives. Coached and developed team members to provide excellent customer service in compliance with the National Association of Securities Dealers’ regulations.Worked with team of other supervisors in Denver headquarters to create a department-wide database to communicate policy and procedural updates.

Educated current and potential investors about mutual fund investments. Performed transactions on investors’ accounts and determined asset allocation based on risk tolerance, time horizon and goals for portfolio.Recognized as site-wide top performer in quality of calls and time management on a quarterly and semiannual basis.Chosen to lead team of 12 new hires through securities certification and experimental system training process.