Dave Matullo Email & Phone Number

New York, Ny, Us

Old Greenwich, Connecticut, United States

Responsible for creating and ensuring an Information Security Program across the Enterprise by adhering to Confidentiality, Integrity, Availability (CIA) tenets. Knowledgeable in all business and technical aspects of Cybersecurity, Change Management, Risk Management, Business Continuity, Disaster Recovery, and Regulatory Compliance. Reported directly to the CEO and partnered with Executives within IT, Legal, Human Resources and Audit departments to enable secure people, processes, and technology.Key Contributions: • Chaired Enterprise Information Systems Steering Committee governing corporate ITSEC posture, risk identification, remediation, and mitigation strategies along with security requirements and compliance. • Responsible for the Enterprise Information Security Program including Enterprise Information Technology Security, Information Classification/Handling, Acceptable Use, Security Awareness Training, Incident Response and Third-Party Security Controls policies and procedures. • Designed and implemented 3rd Party Vendor and outside business partner ITSEC Due Diligence assessment policy, process and procedure. • Participated in developing and refining Business Continuity and Disaster Recovery (BCP/DRP) Plans. • Developed and responsible for enterprise Clean Desk policies, procedures, and reporting. • Implemented polices and procedures governing Network Access control (NAC), Data Loss Prevention (DLP), Intrusion Detection Systems (IPS), web filtering, and administrative privileges. • Reviewed all IT firewall rule, DMZ architecture, and administrative account change management. • Performed ITSEC product and solution assessment and Due Diligence in concert with the CIO. • Managed annual 3rd Party IT Attack and Penetration testing along with remediation verification. • Partnered with the CIO to assist in on-prem to cloud IT platform migration while maintaining or improving overall security posture.

Santa Ana, California, United States

Led Enterprise IT Infrastructure teams for an environment growing from 1500 to 2000 users nationwide. Performed critical turn-around of problematic technology systems. Provided leadership and management to a team of 15 associates through 3 direct reports comprised of Telecom/Network, Server/Storage, and Helpdesk disciplines. Responsible for development of and adherence to a $4M IT infrastructure budget. Worked with business leaders across all units to ensure proper alignment of business requirements to technology strategies. Key Contributions: • Managed IT infrastructure systems for a $10B loan servicing call center and $1B AUM asset manager. • Discovered and resolved critical primary data center electrical delivery system issue, averting potential production datacenter disaster. • Identified SAN storage deficiencies and engineered successful replacement and migration project. • Executed VMware hardware augmentation project, replacing blade equipment and restoring N+1 architecture with expansion capacity. • Resolved VMware/Citrix oversubscription issues via hardware augmentation and contract renegotiations. • Standardized systems health and capacity reporting utilizing HP SIM and Nagios solutions. • Redesigned hub-and-spoke branch office technology model, utilizing MPLS, Citrix Netscaler, ThinClient and ThinPrint solutions. • Prepared formal Due Diligence responses and RFPs for potential vendors and business partners. • Implemented Symantec 3rd party monitored Security Operations Center (SOC) Intrusion Detection System (IDS) and associated Incident Response Plans. • Packaged and provided handoff of knowledge base to permanent CIO replacement.

Greenwich, Connecticut, United States

Managed all aspects of business technology for $1B AUM Hedge Fund Investment Advisor and Broker/Dealer including IT infrastructure systems, voice/data communications, ITSEC, logical and physical access control, video surveillance, and vendor management. Responsible for meeting technology based regulatory requirements for FINRA and SEC compliance. Facilitated integration engineering and logistics with newly acquired entities. Cradle to grave systems management.Key Contributions: • Responsible for all technology systems availability, performance monitoring and capacity planning. • Managed contractor proposal and bid processes for system replacements, growth and augmentation. • Launched several lateral businesses including initial requirements gathering, specifications, design, contractor coordination, and physical infrastructure builds. • Successfully met all requirements related to FINRA compliance audits and 3rd party attack and penetration testing. • Managed IT due diligence on potential business acquisitions and provided feasibility reporting. • Responsible for planning, coordination and execution of all IT systems integration with purchased business entity.

Greenwich, Connecticut, United States

Internally recruited away from RFA to design, build, and support all new company information and security systems for a growing Hedge Fund relocation project. Managed all aspects of office site establishment including internet, voice/data communications, IT systems infrastructure, IT/physical security, and HVAC requirements. Coordinated with the Legal/Compliance department on the creation of ePolicy, Disaster Recovery, and Business Continuity Planning policies and procedures. Responsible for meeting technology based regulatory requirements for NASD and SEC compliance covering the investment advisor and broker dealer.Key Contributions: • Established Initial company technology systems and supported growth from 2 to 45 users in CT and CA offices. • Managed stand up of new production and Disaster Recovery micro data centers infrastructure. • Provided AD, file/print, email, backup, mobile device management, and Citrix solutions. • Delivered Avaya PBX communications with IPC turret and backoffice solutions for trading desk operations. • Selected and implemented OpenNMS and Nagios solutions for systems monitoring, health verification and reporting/alerting. • Designed and coordinated MS-SQL environment and assisted Analytics in Excel to SQL database webapp solution migration. • Implemented CAS tape cracking solution and process design for loan level analysis and pricing. • Deployed Intex Desktop and Dealmaker for cashflow analysis and bond pricing. • Designed and implemented Business Continuity and Disaster Recovery (BCP/DRP) Plans. • Created company policies and procedures governing IT systems Acceptable Use. • Implemented Group Policies to effectively enforce corporate ePolicy requirements. • Successfully met all requirements related to periodic NASD compliance audits. • Managed continued vendor relationship with RFA technical consulting services.

Provisioned, deployed and maintained IT systems solutions for Hedge Funds located in Westchester, NY and Fairfield, CT areas. Designed and launched fund infrastructure systems, upgraded existing systems, performed small and large scale office relocations, and supported ongoing hands-on IT operations. Key Contributions: • Delivered turnkey site establishment services for financial investment companies from initial design requirement gathering to functional systems delivery. • Responsible for ongoing systems management, maintenance and trading floor support of IT services for several funds and home offices. • Setup, installed, and maintained Win2k/2k3 HP servers including solutions such as Exchange email, Citrix remote application publishing, AD/file/print, and Blackberry mobile device messaging. • Provided trading floor support both onsite and via phone/remote for numerous traders with Bloomberg, Reuters, Traders Console, and communications. • Managed Business Continuity and Disaster Recovery solutions using WANsync/Legato file replication and Veritas/Arcserve Backup. • Setup and maintained Cisco/Sonicwall firewalls, VPN remote access, Cisco/HP LAN switches and WiFi networks.

Provided HQ and remote site support for healthcare IT systems. Responsible for maintaining three branch offices in Westchester County. Learned and applied regulatory compliance policies and procedures regarding newly introduced HIPAA requirements.Key Contributions: • Provided hands-on administration duties for Novell Netware and Win NT/2000 servers. • Participated in enterprise-wide migration from Novell to NT/2000 to AD. • Provided desktop helpdesk support duties for 300+ users at several sites. • Performed PC and Laptop build, installation, configuration, and rollout. • Responsible for systems backup/restore processes and disaster recovery operations. • Provided Lotus Notes end user training to hub and spoke locations. • Maintained call tracking, escalation, and reporting in GWI Help Desk software. • Participated in adoption of HIPAA systems compliance requirements.

Mba, Information Technology

Activities and Societies: Beta Gamma Sigma

Bsme, Engineering