David Filby Email & Phone Number

Kansas City, Mo, Us

Birmingham, Alabama, United States

Smart Source Solutions is a credit union service organization providing web development and hosting for credit unions across the country.

Birmingham, Alabama Area

P&L responsibility for $5+ billion balance sheet and investment portfolio.Improved net interest income by over $400,000/month during first 6 months.Consistently outperforming financial institution peer group yield & income.

Birmingham, Alabama Area

President of registered investment advisor (RIA), responsible for all aspects of business, including mutual fund management. Portfolio manager of the Corporate America CU Short Duration Fund (ticker:CASDX).

Managed Asset/Liability function and oversaw two financial professionals.Worked closely with National Credit Union Administration (NCUA) capital markets staff to assess risk and evaluate possible liquidation strategies.Primary point of contact for liquidation of consumer ABS and derivatives portfolios.Served in a consultative role to NCUA on NGN resecuritization shelf and issuance ($28 billion in issuance during 2010-11).Served as primary contact for problem structured, monoline, and corporate credits. Oversaw balance sheet reduction from nearly $34 billion to approximately $3 billion

Key member of U.S. Central NCUA guaranteed note issuance team. Issued $4 billion during 2009.Led resecuritization of $3 billion of structured collateral (JMAC 2008-R5).Managed assets and liabilities of a $35 to $50 billion fixed-income portfolio reporting to Chief Investment Officer.Specialized in management of the overnight portfolio, ranging between $5 billion and $20 billion in assets (through 2003).Created and specialized in management of the short-term portfolio, ranging from $7 to $12 billion in assets (since 2003). Designed new products to facilitate balance growth.In addition to the short-term portfolio, assumed responsibility for managing secondary capital portfolio (approximately $1.5 billion) in March 2007Experienced with a variety of fixed-income instruments, including Treasuries, agencies, commercial paper, fed funds, repurchase agreements, corporate bonds, derivatives, mortgage-backed and asset-backed securities (MBS and ABS). Experience with both investment-grade and non-investment grade securities.Administered the institution's participation in the Treasury Tax & Loan Program. Liaison with Federal Reserve Bank of Kansas City during September 11 crisis.Monitor and participate in medium-term note issuance program. Debt issued in 2003 and 2004 at advantageous funding levels to firm.

Client Strategies GroupUltimately responsible for over thirty client relationships with investments under advice in excess of $2 billion.Development and business planning of new and existing fee-based investment services.Supervised three finance professionals.Accountable for the internal and external educational efforts of firm. Writer of columns in national trade publications, including Credit Union Magazine and Credit Union Executive.Chairman of firm's investment committee, with primary responsibility for investment of firm's capital.Researched and implemented new 401k plan for firm. Served as Chairman of retirement plan committee.

Advised on over $1.2 billion of fixed income securities for institutional clients.Developed explanatory statistical models and forecasting tools.Taught educational classes on advanced investment topics.