Managing Director and Portfolio Manager, Head Trader• Portfolio Manager: -Actively managed 10 CLO funds totaling $4.5 billion and managed one $500 million CLO which was redeemed and achieved an IRR of 15.3%. Successfully modeled and ramped 26 new issue CLOs since 2006 (including Jamestown, Fraser Sullivan and other shelf brand names.)­-Managed $320 million ICM Global Floating Rate Income Fund (Total Return investment strategy) which invests in U.S. and Western European leveraged loans and high yield bonds. Fund has consistently ranked in the top quartile for annualized returns since inception in July 2015 for Global Managers according to eVestment.­-Managed ICM Senior Loan Fund, a 5-star Overall Morningstar Rated fund investing in leveraged loans and high yield bonds, the annualized net return of which exceeded the Credit Suisse Leveraged Loan Index by 54 basis points since inception and had top quartile annualized returns for the 3,4,5,6 and 7-year periods according to eVestment.• Head Trader: ­-Developed and maintained “sell side” relationships with sales, trading, and capital markets and with Private Equity to help improve primary allocations and secondary trading execution.­-Rebuilt loan team in 2018 by hiring new Head of Operations, five new analysts, a trader, and a Portfolio Manager. Changed the investment strategy to proactive trading style which led to a significant improvement (1st/ 2nd quartile from 3rd/4th quartile in 2017) in CLO performance metrics according to research from Wells Fargo and Bank of America.• Leadership:­-One of the Founding Partners of Fraser Sullivan, a premier credit asset management firm which grew to a staff of 20 professionals managing $5.5bn in assets.­-Senior member of 3-person Investment Committee which approves/ rejects investments in all funds.

• Managed $2.3B High Yield portfolio for Travelers Life & Annuity as well as separate “outside” accounts for Citigroup Pension and High Yield Bond Trust mutual fund assets. • Outperformed High Yield benchmark by an average of 313 basis points over 5 years with the Group; Average gross return was 14.6% during this period (2000-2004) • Managed #1 top rated High Yield variable annuity fund according to data provided by the Lipper Analytical Funds Survey.• Re-built High Yield team. Co-managed a group of 9 investment professionals, including 5 analysts, 1 trader, 1 portfolio analyst, and 1 administrative assistant; hired and trained three analysts and a trader in 2004.• Managed the cyclical and media/telecommunications sectors for a $2.5 billion total rate of return portfolio.• Invested in over $3 billion of stressed/ distressed utility, energy and cyclical securities for various Citigroup and Travelers Corp insurance companies’ portfolios.• Managed long/ short equity and credit investments in the Group’s $40 hedge fund, which significantly outperformed major equity and fixed-income indexes.

• As Research Analyst, invested in high yield, distressed and equity securities for the firm’s $1.25 billion proprietary trading fund.• Focused research om energy, healthcare, forest products, steel, and telecommunications sectors.• Assisted in portfolio management of the group’s $500 million high yield fund; researched industry fundamentals in focus sectors and examined event-driven situations (i.e., takeovers, recapitalizations, bankruptcies, merger arbitrage, covenant violations, litigation) for investment opportunities; and monitored current portfolio holdings via management meetings, presentations, and due diligence trips.

• Provided “sell-side” research coverage of below investment-grade and distressed companies with particular emphasis on the consumer products, energy, and media/telecommunications industries.