David Beer Email & Phone Number

Bristol, United Kingdom

Bristol, United Kingdom

• Provide advice, direction and impetus to capability development, including: training, accreditation, quality assurance and technical support
• Develop requirements and oversee necessary activities for a Customer Services Academy for existing and new employees, including a separate pay and bonus regime, career paths, 8 week induction to financial services and.
• Liaison for FCA Training and Competence regime for ‘overseers’ and ‘supervisors’

Bristol, United Kingdom

• Design and deliver risk and control training for executive and senior management
• Roll out a risk and control register to all areas in AXA Wealth
• Design eLearning modules for all staff covering Conduct Risk
• Develop and roll out a control assessment for all main business areas and monitor subsequent activity
• Develop, create and roll out a list of management help points - 'Managing a controlled environment' to all management employees

Bristol, United Kingdom

• Chair the Investment and Death Claim Committees and ensure that the terms of reference are upheld in investment decisions
• Deliver cost effective, compliant ‘Transfer Agency’ function for off-platform legacy business for investors and advisers
• Sponsor migrations onto the Elevate platform
• Manage the regulatory oversight of the ISA Manager function for IFDS (via Architas), OPAL and other legacy business to ensure compliance with the ISA Regulations
• Represent AXA Wealth at Industry forums: TISA, HMRC, other
• Provide technical oversight and input for AXA Wealth strategic projects

Bristol, United Kingdom

• Deliver cost effective, compliant and scalable ‘Transfer Agency’ services to AXA IM (UK) Ltd and Architas Multi-Manager Ltd, their customers, business partners and advisers
• Business lead for migration onto Bravura's RUFUS administration system and subsequent management head for combined business
• Business sponsor for migrations from RUFUS to Elevate platform
• Business lead for migration from RUFUS to IFDS' Fast system

Bristol, United Kingdom

• Provision of technical support to Customer Service in the analysis and interpretation of business/legislative and regulatory related technical issues/changes
• Initiate, manage or sponsor projects arising out of legislative, regulatory and/or product changes
• Work on AXA Life wide business projects with other functions to ensure that operational requirements are met and new initiatives are compliant
• Represent AXA on industry wide representative bodies

Bristol, United Kingdom

• Analyse and deliver change in respect of regulatory and legislative changes for the Mutual Funds area
• Ensure telephone dealing and box management functions are completed within the regulatory timescales and within agreed internal framework
• Provide technical support to the Mutual Funds area
• Lead on local and AXA wide projects in respect of mutual funds
• Manage day to day relationship as outsource provider to AXA IM

Bristol, United Kingdom

• Manage day to day operations of the Mutual Funds administration area including timely execution of dealing, cheque banking and payments to customers and advisers
• Manage the Dealing and Box Management function
• Provision of technical and systems support for the Mutual Funds area

Bristol, United Kingdom

• Analyse regulatory, legislative and propositional change
• Liaise with system provider of RUFUS to test and deliver changes
• Migrate business from dual AXA mutual fund site and consolidate
• Fund conversion to OEICs lead

Bristol, United Kingdom

• Manage New Business and Servicing team
• Subject matter expert in system migration to RUFUS
• Provision of technical advice for mutual funds

Bristol, United Kingdom

• Manage the Dealing Team
• Build relationships with IFAs
• Technical lead for build requirements & UAT for new mutual fund system
• Responsibility for provision of box management information