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David B. Email & Phone Number

Executive Director, Legal Department at UBS
Location: London, England, United Kingdom 12 work roles
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Current company
UBS
Role
Executive Director, Legal Department
Location
London, England, United Kingdom
Company size

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David B. is listed as Executive Director, Legal Department at UBS, a company with 28 employees, based in London, England, United Kingdom. AeroLeads shows a matched LinkedIn profile for David B..

David B. previously worked as Director, General Counsel Division at Credit Suisse and Director, General Counsel Division, Team head for EQD business and structured products platform at Credit Suisse.

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UBS

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About David B.

Solicitor and Structured Products lawyer in investment banking:• 27+ years experience at Credit Suisse in SME/management roles in the General Counsel Division, providing support to the sales and trading desks in the investment bank/derivatives house, including equity derivatives and fund-linked derivatives products . • Key roles in setting up and working with investment banking businesses, including Custom Markets UCITS Funds Platform, Fund-linked products /fund financing desk, benchmarks/Quantative Investor Solutions (QIS) business and retail structured products platform, as well as providing support to distressed/work out scenarios ranging from Russia default in 1998 to date.• Solicitor of Senior Courts in England and Wales qualified at Linklaters in the International Finance and Banking Dept (IFS) with subsequent experience in Capital Markets, Banking and Securitisation Group at Freshfields,Key Skills:• Legal advisory; relating to regulatory aspects of structured products, covering EU/UK Benchmark Regulation (BMR), EU Prospectus Regulation, PRIIPS, MiFID II, and UCITS.• Product governance; covering retail products, manufacturing/distribution and benchmark administration. Previously Senior Risk Taker (SRT) for FCA purposes.• Transactional; specialist in structured products including, QIS/index business, retail products, equity derivatives and structured products programme at CS.• Fund products; specialist in fund-linked derivatives, fund indices and fund financings/lending as well as UCITS platform and investment management.• Benchmarks; specialist in indices/benchmarks and advice re benchmark administration/BMR and QIS business.

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David B.'s current company

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UBS
Ubs
Executive Director, Legal Department
London, GB
Employees
28
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12 roles · 48 years

David B. work experience

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Executive Director, Legal Department

Ubs

London, GB

Executive Director, Legal Department

Current
Ubs

City Of London, England, United Kingdom

Senior Counsel, Solicitor in England and Wales, SME covering Quantative Investor Solutions/Benchmarks (QIS) businesses, as well as Funds/Equity Derivatives and in Global Markets within Investment Banking DivisionTransfer of employment from Credit Suisse in same role

Sep 2024 - Present

Director, General Counsel Division

London, England, United Kingdom

Senior Counsel, Solicitor in England and Wales, SME covering Quantative Investor Solutions/Benchmarks (QIS) businesses, as well as Funds/Equity Derivatives and in Markets within Investment Banking Division- Structured products/derivatives lawyer with extensive product and regulatory experience.- 27+ years at Credit Suisse in SME/management roles in the.

Aug 2022 - Sep 2024

Director, General Counsel Division, Team Head For Eqd Business And Structured Products Platform

Team head covering Equity Derivatives business, including structured products programmes (retail/institutional platform), QIS index and benchmark business and the Fund-linked derivatives business in CS Markets). Product Governance and Distribution Governance Responsibilities.

Mar 2016 - Aug 2022

Director, General Counsel Division, Team Head For Qis And Fund-Linked Products

Team head for fund-linked products business (derivatives and financings) as well as QIS index and benchmark business and Custom Markets UCITS and QAIF platform

Jan 2005 - Mar 2016

Director, Legal Department, Credit Suisse Financial Products, Team Head For Structured Products

Team leader covering CSFP's structured products programmes as well as repackagings, including retail platform and fund-linked derivatives.

Jan 1999 - Jan 2005

Vice President - Solicitor, Legal Department, Credit Suisse Financial Products, London

London, England, United Kingdom

SME for Structured derivatives products and repackagings linked to full range of assets - equity, credit, commodity, fundsLegal structuring and documentation support to CSFP Derivatives Desks,

Apr 1996 - Jan 1999

Solicitor, Capital Markets, Banking And Securitisation Group

London, England, United Kingdom

  • structuring, documenting and advising on securitisation structures while acting for originators and banks in capital markets. Support to major international GDR issues and support to Bank of England for debt.
  • Feb-December 1995;seconded to Lehman Brothers, London Equity Derivatives desk as desk lawyer
Sep 1993 - Apr 1996

Solicitor, Banking Department

Squire Patton Boggs Previously Hammond Suddards

London, England, United Kingdom

responsibilities in the banking department for advice to treasury departments and building societies on swaps as well as domestic banking work for lenders

Feb 1993 - Apr 1993

Solicitor, International Finance And Banking Department

London, England, United Kingdom

Admitted as Solicitor 15 November 1989Junior lawyer with transactional responsibilities covering a wide variety of international lead managers and issuers in capital markets and the eurobond market, including structured products, repackagings, MTN programmes and equity related involving bonds with warrants, preference shares and depositary receipts,and.

Sep 1989 - Feb 1993

Trainee Solicitor

London, England, United Kingdom

Leading City Maritime law firmArticles/Training Contract with seats in Company and Ship Finance, Commercial Litigation and Private Client Departments

1987 - Sep 1989

Trainee Aeronautical Engineer Weybridge- Bristol Division

Weybridge, England, United Kingdom

Broad based commercial and technical experience including Marketing, Sales Engineering, Product Development and Aerodynamics. Located at BAe Weybridge factory at Brooklands, which produced key components for Commercial and military aircraft including Concorde, Tornado, and BAe146.

1978 - 1982 ~4 yrs
FAQ

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What company does David B. work for?

David B. works for UBS.

What is David B.'s role at UBS?

David B. is listed as Executive Director, Legal Department at UBS.

Where is David B. based?

David B. is based in London, England, United Kingdom while working with UBS.

What companies has David B. worked for?

David B. has worked for Ubs, Credit Suisse, Freshfields Bruckhaus Deringer, Squire Patton Boggs Previously Hammond Suddards, and Linklaters.

Who are David B.'s colleagues at UBS?

David B.'s colleagues at UBS include Ethan Harro and Flloyd Rewa.

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