David Caputo Email and Phone Number
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A seasoned Investor Services, Operations and Financial Crimes Compliance Professional with over eighteen years’ experience in Private Equity and Hedge Fund Administration. Extensive experience in Client Onboarding, New Fund Launches, Anti-Money Laundering Controls, KYC Due Diligence, Fund Administrator Oversight and Governance, Investor Relations, Client Reporting, Client Reference Data Management, Business Process Management, Regulatory Reporting and Treasury Operations. An accomplished and proficient manager recognized for outstanding leadership, meritocracy, trustworthiness, reliability, excellent communication skills and focus on operational excellence. A proven track record of successful partnerships with clients and business stakeholders resulting in growing AUM and an expanding platform. A proactive multi-tasker with an ability to support multiple businesses in a fast-paced environment with competing priorities. Compliance-minded approach to understanding regulatory guidance and implementing controls, with a focus on automation, transparency and mitigating operational risk. Driven, ethical and approachable.
Ubs
View- Website:
- nyftyfitness.com
- Employees:
- 28
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Executive Director - Institutional Client CoverageUbsNew York, Ny, Us -
Executive Director - Institutional Client CoverageUbs Oct 2023 - PresentNew York, New York, United States -
DirectorCredit Suisse Asset Management Jan 2015 - Oct 2023New York, NyOversee a global team of 40 professionals in New York, Raleigh and Hyderabad, India. Provide Investor Services and Financial Crimes Compliance support for over 5,000 clients with CHF 43.6 billion AUM in multiple private equity funds, hedge funds and separately managed accounts. Support multiple business lines including Credit, Direct Lending, Commodities, Quantitative Investment Solutions, FinTech, Insurance Linked Strategies, Private Banking Feeder Funds, Direct Equity Partners (private equity… Show more Oversee a global team of 40 professionals in New York, Raleigh and Hyderabad, India. Provide Investor Services and Financial Crimes Compliance support for over 5,000 clients with CHF 43.6 billion AUM in multiple private equity funds, hedge funds and separately managed accounts. Support multiple business lines including Credit, Direct Lending, Commodities, Quantitative Investment Solutions, FinTech, Insurance Linked Strategies, Private Banking Feeder Funds, Direct Equity Partners (private equity deals to ultra-high net worth clients) and Employee Plans. Show less
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Vice PresidentCredit Suisse Asset Management Jan 2011 - Jan 2015New York
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Assistant Vice PresidentCredit Suisse Asset Management Jan 2008 - Jan 2011New York
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Client Reporting Specialist - Investor OperationsCredit Suisse Asset Management Nov 2003 - Jan 2008New York
David Caputo Skills
David Caputo Education Details
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Finance, Economics
Frequently Asked Questions about David Caputo
What company does David Caputo work for?
David Caputo works for Ubs
What is David Caputo's role at the current company?
David Caputo's current role is Executive Director - Institutional Client Coverage.
What is David Caputo's email address?
David Caputo's email address is da****@****sse.com
What is David Caputo's direct phone number?
David Caputo's direct phone number is +184888*****
What schools did David Caputo attend?
David Caputo attended Lehigh University College Of Business, Lehigh University.
What skills is David Caputo known for?
David Caputo has skills like Banking, Credit.
Who are David Caputo's colleagues?
David Caputo's colleagues are Flloyd Rewa, Ethan Harro.
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David Caputo
New York, Ny5riftvalleyequity.com, rvepartners.com, riftvalleyequity.com, rbccm.com, keydata.ca2 +121226XXXXX
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1deloitte.com
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David Caputo
Syracuse, Ny
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