David Fermin Email & Phone Number

Monitored customer account activity, bank loan positions, and interest data, generating management reports used for strategic decision-making and planning.Assisted with monitoring financial condition and preparing risk assessments of borrowers, counterparties, custodians, and vendors by researching annual reports of global banking and investment industry leaders, and third party service providers. Determined risk factors and recommend optimal lending terms. Downloaded wire transfer and movement of security transactions from international investment banking and securities tracking systems into proprietary transaction monitoring database, verifying dollar amounts and identifying anomalies for further investigation. Compiled regulatory and ad hoc reports for managers, clients, and government entities. Facilitated and documented weekly management market planning meetings. Performed due diligence to comply with contractual agreements by monitoring stock prices, CDS swaps, and news reports and reporting significant price fluctuations to management.Key Contributions:Proactively prevented up to $100 million in potential losses by conducting thorough background investigations and accurately assessing risk.Delivered timely, accurate data regarding market performance and key investments, providing strong decision-making tools for management and facilitating earnings up to $20K per transaction.Spearheaded anti-money laundering campaign, identifying and exposing illegal account activity by closely auditing money market securities and other funds wired via Federal Reserve

Monitored and processed trading batch files, accountable for accuracy and completeness of $5 billion in stock trading.Verified trades amounts up to $1M with clearing houses; interpreted trade blotter reports. Loaded net asset and daily trade data into system; reconciled daily trades. Created values used to calculate SPDA and DCA risk models for deferred annuity line of business. Developed cash flow projections extending 8 years out; assessed actual performance, making comparisons between forecasted and historical data. Executed scenarios and models to generate risk / impact reports used for assessing risk factors. Authored procedural documentation on nightly processes and provided staff training. Key Contributions:Tracked portfolio activity of 1200 mutual funds, maintaining price and position information on net asset value (NAV) and total net asset (TNA).Averted $5 M in potential losses by effectively structuring shock and stress files to mitigate risk based on value at risk (VaR) scenario analysis.

Provided technical support services for 40,000+ users and workstations.Deployed and configured business PCs, establishing network connectivity and centralized administration capabilities. Assisted internal clients with daily computer operation, to include e-mail functions, file / data sharing, MS Office application usage, and password resets. Implemented TCP/IP and other network utilities. Investigated service requests and system issues to troubleshoot and resolve workstation and network errors. Monitored completion of nightly backups and assisted with data restore procedures.