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David Grim is listed as Partner at Stradley Ronon at Stradley Ronon, a with 414 employees, based in Vienna, Virginia, United States. AeroLeads shows a work email signal at stradley.com and a matched LinkedIn profile for David Grim.
David Grim previously worked as Partner at Stradley Ronon and Director, Division of Investment Management at U.S. Securities And Exchange Commission. David Grim holds Doctor Of Law - Jd from The George Washington University Law School.
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Provides counsel on all aspects of investment management law. Dave assists clients with a unique perspective developed during his over 20 years of public service in the U.S. Securities and Exchange Commission’s Division of Investment Management, including his time as one of only a small number of people who has served as the top regulator of the asset management industry.
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Washington D.C. Metro Area
Provides counsel on all aspects of investment management law. Dave assists clients with a unique perspective developed during his over 20 years of public service in the U.S. Securities and Exchange Commission’s Division of Investment Management, including his time as one of only a small number of people who has served as the top regulator of the asset management industry.
Responsible for all aspects of the approximately 200 person group that serves at the primary regulator of the multi-trillion dollar asset management industry. Led the Division's policy-development, legal-interpretation, data-analysis and disclosure-review functions.Key initiatives included:- Commission adoption of data-reporting regime for investment companies- Commission adoption of rules to enhance liquidity risk management by funds- issuance of guidance on a range of issues including cybersecurity, robo-advisers, the "loan rule," "clean shares," and distribution fees- enhanced public disclosure of aggregated data regarding private fund advisers- headed Senior Level Engagement initiative, which was established to create a dialog between policymakers and the senior management of asset managers as well as fund boards
Key initiatives included:- with Director, led the Division- assisted the Commission in adopting money market fund reform and the Volcker Rule- interacted with fellow financial regulators on Financial Stability Oversight Council as part of FSOC review of asset management industry, including whether asset management firms are "systemically important"- oversaw management of Division's approximately $50 million+ dollar budget, technology, hiring and strategic planning
Participated in drafting and issuance of over 100 no-action and interpretive letters touching on diverse range of investment management issues.
Other employees you can reach at stradley.com. View company contacts for 414 employees →
Patrick Kingsley
Colleague at Stradley RononPhiladelphia, Pennsylvania, United States
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Jennifer Hance
Colleague at Stradley RononGreater Philadelphia, United States
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Lisa G.
Colleague at Stradley RononSpringfield, Pennsylvania, United States
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Eric Hurwitz
Colleague at Stradley RononCherry Hill, New Jersey, United States
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Joelle Polesky
Colleague at Stradley RononWilmington, Delaware, United States
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Susan Molczan
Colleague at Stradley RononPhiladelphia, Pennsylvania, United States
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Denise Cameron
Colleague at Stradley RononClifton Heights, Pennsylvania, United States
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Nancy Davies
Colleague at Stradley RononBethesda, Maryland, United States
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Fawn Lloyd
Colleague at Stradley RononPhiladelphia, Pennsylvania, United States
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Lisa Duda
Colleague at Stradley RononPhiladelphia, Pennsylvania, United States
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David Grim works for Stradley Ronon.
David Grim is listed as Partner at Stradley Ronon at Stradley Ronon.
AeroLeads has found 1 work email signal at @stradley.com for David Grim at Stradley Ronon.
David Grim is based in Vienna, Virginia, United States while working with Stradley Ronon.
David Grim has worked for Stradley Ronon and U.S. Securities And Exchange Commission.
David Grim's colleagues at Stradley Ronon include Patrick Kingsley, Jennifer Hance, Lisa G., Eric Hurwitz, and Joelle Polesky.
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David Grim holds Doctor Of Law - Jd from The George Washington University Law School.
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