Deputy President
Current- Also CEO & Director of SMBC Nikko Securities Canada, Ltd.- Principal supervisor for over 103 FINRA licensed reps responsible for marketing investment banking and securities underwriting services to Americas Division clients.- Signing authority for private side businesses incl DCM, ECM, structured finance & investment banking.- Lead new product initiatives incl U.S. equity research, sales & trading & geographic expansion into Canada.- Member of various underwriting & management committees.- SMBC Nikko is the Investment Banking and Securities Underwriting Arm of SMBC/SMFG (Sumitomo Mitsui Banking/Financial Corp/Group)