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Senior financial service executive with over 25 years of experience in driving quality client service and broad based operational support while ensuring all compliance and regulatory needs are adhered to within word class financial services firms that include BNP Paribas, Royal Bank of Canada, Bank of America and Morgan Stanley. Successful track record in directing staff and developing team resources in supporting hedge fund, high net worth and institutional clients within a complex business environment. Diverse skill set includes: • Team Building and Leadership• Prime Brokerage Financing (Arranged Finance, Portfolio Margin)• Regulatory Compliance – Regulation T; FINRA Rule 4210; SEC Rule 15c3-3• Client Service• Effective Communicator – written and oral• Strategic Planning and Execution• Project Management
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Director - Prime Broker OperationsBnp Paribas Prime Brokerage Inc. Oct 2008 - Sep 2023Jersey City, NjSenior member of Prime Broker Operations management team utilizing industry knowledge and experience providing guidance on all strategic projects and initiatives necessary to support the global expansion of the Prime Broker business. Leveraging in depth knowledge of Federal Reserve, FINRA and SEC regulations pertaining to the extension of credit to accomplish this while maintaining day to day responsibilities managing team of 9 people.Highlights include:• Expansion of tri-party pledge business supporting 1940 Act fund companies to include re-hypothecation of hard to borrow collateral• Implementation of tri-party pledge infrastructure for hedge fund clients• Growth of US Portfolio Margin business supporting hedge fund clients and BNP Paribas affiliates• Key member of management team supporting the conversion of BNP Securities Corp. client business to Prime Broker Inc. platform. -
Vice President - Global Equity OperationsBanc Of America Securities, Llc Aug 2005 - Oct 2008New York, Ny
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Vice President - Rbc Hedge Fund ServicesRbc Capital Markets Jan 2003 - Aug 2005New York, Ny -
Vice PresidentMorgan Stanley Private Wealth Management 1999 - 2002New York, Ny -
Vice President - Collateral Mangement OperationsMorgan Stanley 1983 - 1999
David Koppel Skills
David Koppel Education Details
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Finance, General -
Business
Frequently Asked Questions about David Koppel
What is David Koppel's role at the current company?
David Koppel's current role is Senior Financial Services Professional.
What is David Koppel's email address?
David Koppel's email address is dp****@****aol.com
What is David Koppel's direct phone number?
David Koppel's direct phone number is +173294*****
What schools did David Koppel attend?
David Koppel attended Fordham University - Graduate School Of Business Administration, Fordham University.
What skills is David Koppel known for?
David Koppel has skills like Hedge Funds, Equities, Securities, Prime Brokerage, Derivatives, Capital Markets, Financial Services, Options, Equity Derivatives, Alternative Investments, Series 7, Series 63.
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