David Wright Email & Phone Number

Greater Chicago Area

• Develop content knowledge of regulatory requirements and internal policies and be positioned as a subject matter expert in the preparation of reports to comply with Tax, Liquidity and Financial Reporting;• Analyze the collateral management workflow, systems and processes, and identify, track and remediate data issues with control enhancements to ensure complete and accurate reporting;• Participate in IT initiatives and strive for building standardized, integrated, controlled and properly-evidenced reporting solutions;• Design and publish appropriate metrics for operations control;

Greater Chicago Area

Mitigate exposure to counterparty risk on Futures & Options and OTC Cleared trades. Monitor daily margin for Futures & Options and OTC Cleared customers. Evaluate net exposures each morning in order to determine collateral requirements. • Managing Client trade & settlement queries on daily basis• Investigation and resolve of any margin call discrepancies• Identify and escalate fails in a timely and accurate manner to Credit/Risk Management, Collateral Risk Management and Operations Management.• Requesting / Booking of FX transactions for all client base• Dealing with collateral bookings & releases, Pledged & Lodged.• Responding to client inquiries, and when needed, coordinate with the appropriate Front/Middle Office as well as the core processing area in order to facilitate resolution• Developing a complete understanding of Bank policies and departmental controls and procedures.• Maintain current procedure manuals and look for methods of improving efficiency

Greater Chicago Area

• Participate in financial and compliance examinations, limited reviews of daily customer protection statements, & financial statement analysis of clearing member firms of CME to ensure they are in compliance with CME & other regulatory organization rules and regulations. Ensure the financial integrity of CME's Clearing Members by conducting risk based examinations, limited daily reviews, financial statement reviews, and various special projects.• Complete components of the regulatory financial and compliance examination working from Joint Audit Committee approved programs, including bank statement, safekeeping, carrying broker, clearing organization and equity system analysis. • Set reasonable scopes, identify issues, research problems, and determine/obtain all necessary information from the firm for completion of examination programs.• Perform monthly and daily financial statement reviews, address issues with clearing member firms, and document findings. Perform biweekly SIDR (Segregated Investment Detail Report) reviews, address issues with clearing member firms and document findings. • Examine firm reconciliations, equity system documents, third party documents, 1-FR and FOCUS Report, testing procedures and requirements.

• Study legal documents to investigate facts of law cases. • Prepare affidavits of documents and maintain document files and case correspondence• Research and analyze law sources to prepare drafts of briefs for use by attorney.

Greater Chicago Area

• Support management planning and decision-making by identifying, maintaining, and evaluating information• Build and maintain financial database by identifying sources of information and by assembling, verifying, and backing up data. • Recommend financial actions by assessing options in relation to organization goals.

• Designed, updated, and maintained the organizations website and completed administrative assignments • Participated in the planning of campus events including a major community wellness exposition that had 2200 people in attendance

•Obtained preparer tax identification number certification•Prepared and filed both federal and state income tax returns for clients, many of whom were out of state or had multi-state returns

Juris Doctorate Canidate

Bachelor Of Arts (Ba), Accounting