David Busch, Cfa Email & Phone Number

Scottsdale, AZ, US

Scottsdale, Arizona, United States

• Responsible for all client income strategies, which includes fixed income, private credit, hybrid securities, and dividend paying common stock. Manage income-oriented ETF launched by the firm in 2021 (Ticker: TWIO).
• Developed innovative Markowitz mean-variance optimization framework for the equity allocation in TWIO.
• Established a core-satellite approach for fixed income investments in TWIO, using Bloomberg U.S. Aggregate index replication coupled with CLOs, convertibles… Show more Responsible for all client income strategies.
• Established a core-satellite approach for fixed income investments in TWIO, using Bloomberg U.S. Aggregate index replication coupled with CLOs, convertibles, defensive high yield, and structured credit.
• Implemented tactical allocation to hybrid securities based on implied option volatility in the markets.
• Created TWIO pitchbook to successfully describe the fund management philosophy, strategy, and methodology.

Tempe, Arizona, United States

• Led a high-performing team of Finance and Investment professionals. Oversaw the Company’s multi-billion-dollar investment portfolio, global cash management, wholesale funding, derivatives, and Treasury.
• Directed multi-billion-dollar fixed income portfolio, and consistently achieved exceptional results through market trends analysis, sector allocation, and security selection.
• Launched derivative overlay programs utilizing swaps, caps… Show more Led a high-performing team of Finance and Investment professionals. Oversaw the Company’s multi-billion-dollar investment portfolio, global cash.
• Launched derivative overlay programs utilizing swaps, caps, and floors.
• Successfully established Net Investment Hedge of a foreign subsidiary, which eliminated over 99% of foreign currency revaluation risk.
• Proactively managed Company equities portfolio, equity warrants, and Venture Capital Investments.

Tempe, AZ

80 East Rio Salado Pkwy Tempe Arizona

• Senior Executive that led a team of highly skilled Accountants and Finance professionals in Treasury and Corporate Finance. Held oversight for Company investment portfolio management, corporate cash management, debt.
• Optimized Company cash levels and strategically directed… Show more Senior Executive that led a team of highly skilled Accountants and Finance professionals in Treasury and Corporate Finance. Held oversight for Company.
• Optimized Company cash levels and strategically directed investments in the fixed income markets, which resulted in enhanced returns through effective sector allocation and security selection.
• Transformed asset/liability modeling capabilities, enhancing accuracy, balance sheet management, and financial performance through comprehensive analysis and strategy implementation.
• Overhauled Shareholder communication to provide valuable insights into Company performance, fostering enhanced transparency and shareholder engagement.
• Automated Company-wide budget process and profitability analysis, delivering actionable revenue generation and expense management opportunities. Show less

• Advised clients on investment strategies, tailoring recommendations to individual goals, risk tolerance, and time horizons. Ensured compliance with regulatory requirements.
• Conducted comprehensive financial analysis, assessing investment options, analyzing market trends, and risk factors to deliver well-informed investment advice.
• Built and maintained strong client relationships through effective communication, active listening, and personalized service.

• Provided comprehensive support to ensure smooth operations and client satisfaction.
• Assisted in trade execution and market research, contributing to informed investment decisions.
• Maintained meticulous client records and ensured compliance with regulatory requirements.

Education record

Bachelor Of Business Administration - Bba, Accounting

Associate Of Arts - Aa, Business Administration And Management, General