Dawn Cote

Dawn Cote Email and Phone Number

Compliance and Operational Risk Manager, Vice President at Merrill Lynch @ Merrill Lynch
new york, new york, united states
Dawn Cote's Location
Baltimore City County, Maryland, United States, United States
Dawn Cote's Contact Details
About Dawn Cote

Experienced Compliance and Operational Risk Manager with a demonstrated history of working in the financial services industry. Skilled in Financial Risk, Fiduciary Management, Risk Management, Customer Service, and Legal Compliance. Strong professional with a Master of Business Administration (M.B.A.) focused in Business Administration and Management, General from Loyola College in Maryland.

Dawn Cote's Current Company Details
Merrill Lynch

Merrill Lynch

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Compliance and Operational Risk Manager, Vice President at Merrill Lynch
new york, new york, united states
Website:
ml.com
Employees:
45157
Dawn Cote Work Experience Details
  • Merrill Lynch
    Compliance And Operational Risk Manager
    Merrill Lynch May 2022 - Present
    Hunt Valley, Maryland, United States
    View
  • Merrill Lynch
    Market Supervision Manager, Vice President
    Merrill Lynch Oct 2002 - May 2022
    Annapolis, Md
    View
  • Legg Mason
    Compliance Officer
    Legg Mason 1999 - 2002
    View

Dawn Cote Skills

Regulatory Compliance Risk Management Financial Risk Management Customer Service Securities Series 7 Financial Services Financial Analysis Investments Management Finra Invest Alternative Investments Fraud Detection Anti Money Laundering Legal Compliance Financial Risk Operational Risk Management Fiduciary Management

Dawn Cote Education Details

Frequently Asked Questions about Dawn Cote

What company does Dawn Cote work for?

Dawn Cote works for Merrill Lynch

What is Dawn Cote's role at the current company?

Dawn Cote's current role is Compliance and Operational Risk Manager, Vice President at Merrill Lynch.

What is Dawn Cote's email address?

Dawn Cote's email address is da****@****att.net

What is Dawn Cote's direct phone number?

Dawn Cote's direct phone number is +121223*****

What schools did Dawn Cote attend?

Dawn Cote attended Loyola College In Maryland, Towson University.

What skills is Dawn Cote known for?

Dawn Cote has skills like Regulatory Compliance, Risk Management, Financial Risk Management, Customer Service, Securities, Series 7, Financial Services, Financial Analysis, Investments, Management, Finra, Invest.

Who are Dawn Cote's colleagues?

Dawn Cote's colleagues are Devika Lamba, Brandt Cybul, Abigail Jenkins, Kathleen Maloney, David Schneider, Mardy Ceesay, Cpwa®, Julia Darud, Cdfa®, Cpfa®.

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