Denette Dotson Email & Phone Number

Mesa, Arizona, United States

• As a Corporate Paralegal, Sr. Director at DigniFi, I serve as DigniFi’s business partner liaison, working with outside counsel and department teams while managing support staff to achieve company goals.
• Train new company Executives
• Maintain current knowledge of Regulatory Compliance laws, processes, and industry best practices.
• Investigate, research, and provide feedback for customer and regulatory complaints.
• Oversee Vendor Management, reviewing and monitoring company contracts.
• Manage corporate filings and documents.

• In addition to my duties as a Corporate Paralegal, as a Director, I stay abreast of all federal and state regulatory changes in the financial industry and ensure the changes are communicated to and addressed by company.
• Participate as a key team member on scheduled audits, executing audit projects from start to finish responding to due diligence and audit request
• Review and execute MNDA, NDA, and company agreements
• Adapt and edit policies and procedures to comply with newly enacted regulatory issuances and legal changes.
• Research financial rules, regulations, operating areas, products, and services.

Mesa, Arizona, United States

• As a Corporate Paralegal, I serve as DigniFi’s business partner liaison, coordinating reviews and approvals for marketing and project management.
• Assist in ensuring DigniFi remains compliant with all Consumer, State, and federal regulations.
• First review on Marketing materials to prevent violations of legal, internal policies, and regulations
• Propose internal control systems to prevent or deal with violations of legal guidelines, internal policies, and partner agreements.
• Respond to alleged violations of regulations, policies, procedures, and program agreements by evaluating or recommending solutions
• Managed state onboarding and license renewals, and audit requests within and outside of the NMLS

• In my Compliance Analyst role, I was able to assist in the testing, monitoring, and reporting of state regulatory requirements to assess internal compliance processes, and existing and/or new statutory and regulatory.
• Perform testing of transactions and process design. Support testing by including supporting documentation with test files.
• Complete reviews timely and adequately document the evaluation of the effectiveness of the internal controls.
• Maintain strong working knowledge of Federal regulations applicable to the assigned areas of the review.
• Identify and validate issues - during testing & monitoring- in order to conclude on the effectiveness of the controls to comply with company policy or applicable regulatory requirements. Discuss potential corrective.
• Report results of compliance testing and monitoring to Chief Compliance Officer and other senior leaders.

Bay Equity LLC

Monitors compliance activities as assigned including oversight of initial disclosures and re-disclosure during the loan process to ensure compliance with applicable internal policies and procedures and external regulations. Ensures loan cancellations and declines are completed timely, meeting federal regulations, assisting in oversight and review of.

San Francisco Bay Area

Manage Broker and Appraisal Desk process and maintaining service standards, submission logs and application files. Making changes within the Loan Origination software and Optimal Blue (pricing engine) to show updates to A.E. Verify eligibility using multiple web based programs and by using analytical skills to ensure the minimum requirements for FHA.

San Francisco

Communicated with AE and Brokers to provide status of application. Request/verifying the accuracy of documentation, remaining current on company requirements and ensure compliance. Verify the receipt of all required documents, if all information is present then create the broker records in Data Trac and Optimal Blue. If information is missing or incorrect.

Concord, CA

Processed income conditions, ran QC and prepared files for review by Underwriter in a paperless environment. Prioritizing tasks appropriately, meeting established turn times, deadlines and service levels. Ran and reviewed credit refresh reports, LDP/GSA, 4506T's transcripts and Social Security number validations while tracking their process to ensure.

Master Of Business Administration - Mba, Business Intelligence

Advanced Paralegal Certificate

Advanced Paralegal Certificate

Bachelor Of Business Administration (Bba), Finance, General

Animal Science

Higher Education/Higher Education Administration