Deborah Kaye

Deborah Kaye Email and Phone Number

Not for profit advisor
Deborah Kaye's Location
New York, New York, United States, United States
Deborah Kaye's Contact Details

Deborah Kaye personal email

Deborah Kaye phone numbers

About Deborah Kaye

As of her retirement, Ms. Kaye managed a team of attorneys handling the legal issues for a global Fortune 500 financial institution for its the securities and financial issues, notably US securities and banking regulations. This included 5 companies covering all aspects of legal compliance, structuring new products, negotiating agreements, and overseeing the infrastructure of broker-dealers, clearing firms, global collateral offerings, global mutual funds, hedge funds, derivatives, and international capital markets. Ms. Kaye also created and structured the company’s first Global Pro Bono Legal effort, winning multiple awards for having expanded the enterprise to 16 countries and 11 cities in under two years. One award was delivered by Supreme Court Justice Ruth Bader Ginsberg; one was mentioned in the Wall Street Journal and assisted over a million recipients.Other Accomplishments:-- Faculty member, Practicing Law Institute, American Bar Association Securities Regulation, SIFMA Institutional Brokerage, Municipal, Capital Markets Committees.-- Chairman of the Board and Board Member, National Association of Compliance Professionals-- Cited by Inside Counsel Magazine, NY Law Journal, The Wall Street Journal, and NY1 Business News as successful innovator in charitable programs.-- Chairman, BNY Mellon Pro Bono Committee, responsible for all creating and overseeing all initiatives from 2010-2014. -- Counsel to and Member of Board of Directors and Executive Committee, Financial Women’s Association, founding the Men’s Alliance and the Professional Services Liaison Committee for lawyers and accountants.-- Advisor to the Board of Indego Africa, supporting women in Rwanda through economic empowerment and education; Write on Sports; BOUNCE: The Basketball Opera-- Secretary to the International Section/Ukrainian Bar Association Joint Task Force-- Founder of Champion Committee (men supporting women in the legal profession) of the Women in Law Section of the New York State Bar Association-- FBINYCAA graduate Bar Admissions - State Bar of New York; State Bar of Florida

Deborah Kaye's Current Company Details

Not for profit advisor
Deborah Kaye Work Experience Details
  • D Kaye, Llc
    Ceo & President
    D Kaye, Llc Jul 2015 - 2018
    Provide advice to many not-for-profit organizations.
  • Cadwalader
    Advisor To The Cadwalader Cabinet
    Cadwalader Jan 2015 - Jul 2015
    One World Financial Center, Ny, Ny
  • Bny
    Securities, Regulatory, Broker-Dealer, Banking & Compliance Specialist
    Bny Nov 2005 - Feb 2015
    New York
    Senior managing counsel, managing director responsible for managing securities and related banking regulatory matters, broker-dealer, corporate finance, municipal securities rules and related compliance issues.
  • Daiwa Securities America Inc.
    Associate General Counsel
    Daiwa Securities America Inc. 2001 - 2005
    Hedge Fund, cross border transactions, AML, direct market access, Rule 144A and Reg S, intellectual property, capital markets, equities and fixed income trading, clearing firm and outsourcing activities
  • National Discount Brokers
    Deputy General Counsel
    National Discount Brokers Mar 2000 - Apr 2001
  • Jp Morgan Chase
    Associate General Counsel
    Jp Morgan Chase Sep 1983 - Mar 2000
    Counsel to institutional broker dealer and to retail broker dealer
  • Kmz Rosenman
    Associate
    Kmz Rosenman Sep 1981 - Oct 1983
    Greater New York City Area

Deborah Kaye Skills

Securities Capital Markets Securities Regulation Financial Services Equities Fixed Income Derivatives Finance Hedge Funds Mutual Funds Management Finra Private Equity Alternative Investments Series 7 Investment Banking Legal Research Marketing Broker Dealer Bonds Us Securities Regulation Collateral Management International Securities Regulation Trading Money Market Mutual Funds Series 7 Global Collateral Management Marketing Global Liquidity Services Global Collateral Management Commercial Banking Cross Border Transactions Cross Selling Regulatory Affairs Anti Money Laundering Leadership Investments Corporate Governance

Frequently Asked Questions about Deborah Kaye

What is Deborah Kaye's role at the current company?

Deborah Kaye's current role is Not for profit advisor.

What is Deborah Kaye's email address?

Deborah Kaye's email address is d_****@****zon.net

What is Deborah Kaye's direct phone number?

Deborah Kaye's direct phone number is (617)-722*****

What schools did Deborah Kaye attend?

Deborah Kaye attended University Of Pennsylvania Carey Law School, Trinity College-Hartford, The London School Of Economics And Political Science (Lse), Hunter College.

What are some of Deborah Kaye's interests?

Deborah Kaye has interest in Men's Alliance Co Chair, Economic Empowerment, Pro Bono, Sifma, Bny Mellon Win, Aba Securities Law, Board Of Governers Of The Bond Club.

What skills is Deborah Kaye known for?

Deborah Kaye has skills like Securities, Capital Markets, Securities Regulation, Financial Services, Equities, Fixed Income, Derivatives, Finance, Hedge Funds, Mutual Funds, Management, Finra.

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