Debra Shannon

Debra Shannon Email and Phone Number

Chief Compliance Officer, Mutual Securities Inc. @ Mutual Group
Conway, AR, US
Debra Shannon's Location
Conway, Arkansas, United States, United States
About Debra Shannon

Principal, President, Executive Officer....Those are all just a bunch of titlesWhat really matters is what I do and how I do it. When was the last time your broker dealer's (one of the titles above) sat across the table from you and asked, "What can I do to help you?" Exactly! When my partners and I founded Veritas (now Trutoro) we made it our mission to build a firm with people and not $$, and that mission has paid off. We don't even want to know your GDC until we have met and both decided we are a good fit. That is special. If the thought of changing firms has crossed your mind let's talk. I promise an honest conversation to help you make an informed decision. Veritas — (ver-i-tahs) Noun, Latin — Truth, particularly of a transcendent character Securities & Investment Advisory Services are offered through Trutoro, Member FINRA/SIPC. Third-party posts found on this profile do not reflect the views of Trutoro and have not been reviewed by Trutoro as to accuracy or completeness. https://brokercheck.finra.org/

Debra Shannon's Current Company Details
Mutual Group

Mutual Group

View
Chief Compliance Officer, Mutual Securities Inc.
Conway, AR, US
Debra Shannon Work Experience Details
  • Mutual Group
    Chief Compliance Officer, Mutual Securities Inc.
    Mutual Group
    Conway, Ar, Us
  • Trutoro
    Co-Owner - Principal-Chief Compliance Officer
    Trutoro Aug 2014 - Present
    Conway, Ar
    Trutoro is an Independent Broker Dealer/RIA firm headquartered in Conway, Ar. We strive to build an organizational culture that fosters a collaborative partnership mentality with and between our family of advisors. We deliver valuable services to advisors beyond the norm that enable them to expand their ability to grow and serve their clients. We truly feel that we position ourselves as "partners" with our advisors. Investment Advisory Services and Securities offered through Trutoro, Member FINRA/SIPC
  • Finra (Financial Industry Regulatory Authority)
    Finra Arbitrator
    Finra (Financial Industry Regulatory Authority) Oct 2017 - Present
    FINRA operates the largest securities dispute resolution forum in the United States, and has extensive experience in providing a fair, efficient and effective venue to handle a securities-related dispute.
  • Arkansas Compliance Professionals Network
    Executive Director
    Arkansas Compliance Professionals Network Jan 2016 - Present
    Little Rock, Arkansas Area
    A network of professionals working toward a common goal. We seek to promote high standards of fiduciary duty, integrity and competence that can be greatly achieved through shared knowledge. We seek to provide our members with a network of professionals from all perspectives of the industry including peers, regulators, and compliance professionals. Achieving this goal will facilitate a culture of compliance that benefits not only our companies but also the investor.
  • St. Bernard Financial Services Member Finra/Sipc
    Business Development
    St. Bernard Financial Services Member Finra/Sipc Feb 2009 - Aug 2014
    Financial services, Investments, Recruiting, Training, Transition Coordinator
  • Investing 101
    Talk Show Host
    Investing 101 Dec 2008 - May 2010
    Heard weekly Tuesday Morning at 10am on 980amAll things financial/Educational
  • Apple Tree Investments
    President
    Apple Tree Investments Feb 2008 - Feb 2009
  • First Allied Securities
    Rsa
    First Allied Securities 2005 - 2008

Debra Shannon Skills

Financial Advisory Series 63 Financial Planners Pensions Fixed Annuities Fixed Income Bonds Insurance Retirement Planning Financial Planning Wealth Management Services Portfolio Management Iras Financial Modeling Investments Business Development Relationship Management Finance 401k Strategic Planning Asset Allocation Investment Advisory Financial Services Wealth Management Equities Mutual Funds Strategic Financial Planning Finra Investment Strategies Asset Management Training Financial Analysis Wealth Small Business Due Diligence Retirement Series 7 Securities Hedge Funds Investment Management

Frequently Asked Questions about Debra Shannon

What company does Debra Shannon work for?

Debra Shannon works for Mutual Group

What is Debra Shannon's role at the current company?

Debra Shannon's current role is Chief Compliance Officer, Mutual Securities Inc..

What skills is Debra Shannon known for?

Debra Shannon has skills like Financial Advisory, Series 63, Financial Planners, Pensions, Fixed Annuities, Fixed Income, Bonds, Insurance, Retirement Planning, Financial Planning, Wealth Management Services, Portfolio Management.

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