Team Lead
Standard Chartered Bank
Bangalore
The major responsibility under compliance was to Handling KYC Migration projects of Standard chartered bank’s FIG client (included Europe, Africa, Asia etc regions), KYC on-boarding of new and existing clients Preparing the client due diligence comply with all additional country requirements, Doing regulatory search on the clients, Find the negative information about the client by doing system searches like OFACE, Wold checks, Nexus, Norkom and Google search Co-coordinating with the Relationship Managers, RM Supervisors, FIG Compliance (United Kingdom) regarding KYC related issues. Supports other research & prepare report as required by global compliance and assist the manager in preparing reports for global compliance. For the delivery of high standards of client service, at the same time ensuring that all internal (eg Risk) and external (eg Compliance) standards requirements are met in full. Utilizing a combination of onshore and offshore resource managed as a single global COB team. Ensure appropriate escalation policies exist and are followed. Work collectively with offshore management, develop and maintain a motivated and professionally trained staff, ensuring appropriate capacity panning, adherence to and improvement in performance and quality standards and appropriate career development. Chair regular meetings with the business and compliance to facilitate good communications and resolve KYC remediation issues within the organization for the varying business areas which are supported by COB. Provide leadership, support, guidance and coaching to the team. Ensure key stakeholders are kept informed of the progress and challenges and escalating issues where appropriate.
